0000732812-19-000011.txt : 20190214
0000732812-19-000011.hdr.sgml : 20190214
20190214145931
ACCESSION NUMBER: 0000732812-19-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL GUARDIAN TRUST CO
CENTRAL INDEX KEY: 0000314965
IRS NUMBER: 953939997
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00096
FILM NUMBER: 19605027
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
13F-HR
1
primary_doc.xml
13F-HR
LIVE
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0000314965
XXXXXXXX
12-31-2018
12-31-2018
CAPITAL GUARDIAN TRUST CO
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-00096
N
Peter C. Kelly
President
213-486-9200
Peter C. Kelly
Los Angeles
CA
02-14-2019
3
263
6281058
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
44-cgtc.xml
ABBOTT LABORATORIES
COMMON STOCK
002824100
11649
161047SH
DFND
1,2
16007200
ABBVIE INC
COMMON STOCK
00287Y109
11090
120300SH
DFND
1,2
12030000
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
46540
330045SH
DFND
1,2
14513700
ACTIVISION BLIZZARD INC
COMMON STOCK
00507V109
31505
676512SH
DFND
1,2
40537200
ADOBE INC
COMMON STOCK
00724F101
20
88SH
DFND
1,2
8800
AES CORP (THE)
COMMON STOCK
00130H105
57459
3973681SH
DFND
1,2
223577100
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
29067
630379SH
DFND
1,2
22986900
AIR PRODUCTS AND CHEMICALS INC
COMMON STOCK
009158106
9
59SH
DFND
1,2
5900
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
93693
683541SH
DFND
1,2
56104100
ALLEGHENY TECHNOLOGIES INC
COMMON STOCK
01741R102
3523
161817SH
DFND
1,2
16181700
ALPHABET INC CL A
COMMON STOCK
02079K305
23036
22045SH
DFND
1,2
1317000
ALPHABET INC CL C
COMMON STOCK
02079K107
78715
76008SH
DFND
1,2
3990900
ALTRIA GROUP INC
COMMON STOCK
02209S103
3262
66053SH
DFND
1,2
6605300
AMAZON.COM INC
COMMON STOCK
023135106
79655
53034SH
DFND
1,2
2994300
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
54198
3803380SH
DFND
1,2
328308000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
123644
781618SH
DFND
1,2
38559700
AMGEN INC
COMMON STOCK
031162100
9
45SH
DFND
1,2
4500
ANALOG DEVICES INC
COMMON STOCK
032654105
1782
20763SH
DFND
1,2
2059400
AON PLC CL A
COMMON STOCK
G0408V102
85111
585517SH
DFND
1,2
24966300
APPLE INC
COMMON STOCK
037833100
79857
506256SH
DFND
1,2
27269700
ARCH CAPITAL GROUP LTD
COMMON STOCK
G0450A105
33
1225SH
DFND
1,2
122500
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
106867
686718SH
DFND
1,2
38162200
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
66841
1759895SH
DFND
1,2
97649000
AVON PRODUCTS INC
COMMON STOCK
054303102
1155
759700SH
DFND
1,2
75970000
BANK OF MONTREAL
COMMON STOCK
063671101
281
4300SH
DFND
1,2
430000
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
33570
713194SH
DFND
1,2
42192700
BARRICK GOLD CORP (USD)
COMMON STOCK
067901108
7109
525000SH
DFND
1,2
52500000
BEIGENE LTD ADR
COMMON STOCK
07725L102
47515
338761SH
DFND
1,2
28655600
BERKSHIRE HATHAWAY INC CL B
COMMON STOCK
084670702
52
255SH
DFND
1,2
25500
BIOMARIN PHARMACEUTICAL INC
COMMON STOCK
09061G101
7
81SH
DFND
1,2
8100
BLACKROCK INC
COMMON STOCK
09247X101
33
85SH
DFND
1,2
8500
BLUEBIRD BIO INC
COMMON STOCK
09609G100
31599
318542SH
DFND
1,2
12737200
BOEING CO
COMMON STOCK
097023105
49697
154100SH
DFND
1,2
8368000
BOOKING HOLDINGS INC
COMMON STOCK
09857L108
5670
3292SH
DFND
1,2
328400
BRITISH AMERICAN TOBACCO PLC ADR
COMMON STOCK
110448107
1781
55916SH
DFND
1,2
5591600
BROADCOM INC
COMMON STOCK
11135F101
139991
550539SH
DFND
1,2
34126100
CANADIAN NATIONAL RAILWAY CO
COMMON STOCK
136375102
12690
171242SH
DFND
1,2
10330500
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
1887
78200SH
DFND
1,2
7820000
CARNIVAL CORP COMMON PAIRED STOCK
UNITS
143658300
2706
54893SH
DFND
1,2
5489300
CBS CORP CL B N/V
COMMON STOCK
124857202
23478
537000SH
DFND
1,2
17580000
CELANESE CORP
COMMON STOCK
150870103
65
725SH
DFND
1,2
72500
CENTENE CORP
COMMON STOCK
15135B101
10
85SH
DFND
1,2
8500
CH ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
3
35SH
DFND
1,2
3500
CHARTER COMMUNICATIONS INC CL A
COMMON STOCK
16119P108
77777
272930SH
DFND
1,2
11325400
CHEVRON CORP
COMMON STOCK
166764100
38081
350044SH
DFND
1,2
22261900
CHIPOTLE MEXICAN GRILL INC
COMMON STOCK
169656105
40549
93909SH
DFND
1,2
3228100
CHUBB LTD
COMMON STOCK
H1467J104
51894
401717SH
DFND
1,2
20240000
CHURCH AND DWIGHT CO INC
COMMON STOCK
171340102
56521
859500SH
DFND
1,2
35400000
CIGNA CORP
COMMON STOCK
125523100
2180
11476SH
DFND
1,2
1134900
CIMAREX ENERGY CO
COMMON STOCK
171798101
14
225SH
DFND
1,2
22500
CLOROX CO (THE)
COMMON STOCK
189054109
1583
10268SH
DFND
1,2
1026800
CME GROUP INC CL A
COMMON STOCK
12572Q105
93220
495537SH
DFND
1,2
40168100
CMS ENERGY CORP
COMMON STOCK
125896100
3859
77715SH
DFND
1,2
7771500
CNOOC LTD ADR
COMMON STOCK
126132109
5587
36650SH
DFND
1,2
2675000
COCA-COLA CO
COMMON STOCK
191216100
13560
286382SH
DFND
1,2
28523700
COMCAST CORP CL A
COMMON STOCK
20030N101
51325
1507341SH
DFND
1,2
76937500
CONCHO RESOURCES INC
COMMON STOCK
20605P101
29681
288755SH
DFND
1,2
9475500
CONOCOPHILLIPS
COMMON STOCK
20825C104
18807
301631SH
DFND
1,2
13752600
CORE LABORATORIES
COMMON STOCK
N22717107
3
50SH
DFND
1,2
5000
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
56356
276647SH
DFND
1,2
14889700
CREDICORP LTD
COMMON STOCK
G2519Y108
17085
77072SH
DFND
1,2
7707200
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
79045
727651SH
DFND
1,2
42960800
CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT)
CONV PREFRD STCK
22822V309
1594
1515SH
DFND
1,2
151500
CSX CORP
COMMON STOCK
126408103
57783
930040SH
DFND
1,2
50095300
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
89309
3300414SH
DFND
1,2
276768200
CVS HEALTH CORP
COMMON STOCK
126650100
41
622SH
DFND
1,2
62200
DANAHER CORP
COMMON STOCK
235851102
60782
589425SH
DFND
1,2
33113400
DEERE AND CO
COMMON STOCK
244199105
51004
341916SH
DFND
1,2
21072900
DEUTSCHE BANK AG NAMEN
COMMON STOCK
D18190898
1776
222497SH
DFND
1,2
22249700
DIAGEO PLC ADR
COMMON STOCK
25243Q205
35560
250778SH
DFND
1,2
15949400
DIGITAL REALTY TRUST INC (REIT)
COMMON STOCK
253868103
4947
46428SH
DFND
1,2
4642800
DOWDUPONT INC
COMMON STOCK
26078J100
1382
25840SH
DFND
1,2
2584000
EATON CORP PLC
COMMON STOCK
G29183103
2742
39940SH
DFND
1,2
3978000
EDISON INTERNATIONAL
COMMON STOCK
281020107
26089
459551SH
DFND
1,2
19585100
ELANCO ANIMAL HEALTH INC
COMMON STOCK
28414H103
35172
1115500SH
DFND
1,2
45670000
ELECTRONIC ARTS
COMMON STOCK
285512109
1349
17099SH
DFND
1,2
1687000
ELI LILLY AND CO
COMMON STOCK
532457108
85844
741822SH
DFND
1,2
34575000
ENBRIDGE INC
COMMON STOCK
29250N105
142931
4600314SH
DFND
1,2
353304400
ENEL AMERICAS SA ADR
COMMON STOCK
29274F104
7772
871273SH
DFND
1,2
87127300
ENSCO PLC CL A
COMMON STOCK
G3157S106
50969
14317187SH
DFND
1,2
1024195500
EOG RESOURCES INC
COMMON STOCK
26875P101
57901
663929SH
DFND
1,2
36883900
EQUIFAX INC
COMMON STOCK
294429105
41836
449221SH
DFND
1,2
23930100
EQUINIX INC (REIT)
COMMON STOCK
29444U700
3583
10162SH
DFND
1,2
1006800
ESTRE AMBIENTAL INC 144A
COMMON STOCK
G3206V100
428
413160SH
DFND
1,2
41316000
ETRACS ALERIAN MLP INFRAS INDEX ETN
FUNDS - EQUITY
902641646
60
3040SH
DFND
1,2
304000
EURONET WORLDWIDE INC
COMMON STOCK
298736109
55862
545630SH
DFND
1,2
18413000
EXELON CORP
COMMON STOCK
30161N101
3250
72056SH
DFND
1,2
7205600
EXXON MOBIL CORP
COMMON STOCK
30231G102
15
223SH
DFND
1,2
22300
FACEBOOK INC CL A
COMMON STOCK
30303M102
78204
596571SH
DFND
1,2
26098700
FIRST REPUBLIC BANK
COMMON STOCK
33616C100
751
8640SH
DFND
1,2
849500
FORTIS INC
COMMON STOCK
349553107
417
12500SH
DFND
1,2
1250000
GANNETT CO INC
COMMON STOCK
36473H104
894
104850SH
DFND
1,2
10485000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
10922
1442800SH
DFND
1,2
44320000
GENPACT LTD
COMMON STOCK
G3922B107
2893
107200SH
DFND
1,2
10720000
GERDAU SA PN ADR
COMMON STOCK
373737105
1982
527200SH
DFND
1,2
52720000
GILEAD SCIENCES INC
COMMON STOCK
375558103
17706
283067SH
DFND
1,2
28111100
GLOBAL PAYMENTS INC
COMMON STOCK
37940X102
53173
515591SH
DFND
1,2
26194800
GODADDY INC CL A
COMMON STOCK
380237107
92109
1403666SH
DFND
1,2
76204600
GOL LINHAS AEREAS INTELIGENTES SA PN ADR
COMMON STOCK
38045R206
5935
438000SH
DFND
1,2
43800000
GOLAR LNG LTD (USD)
COMMON STOCK
G9456A100
21430
984830SH
DFND
1,2
86852000
GRIFOLS SA B ADR
COMMON STOCK
398438408
7158
389881SH
DFND
1,2
16790900
HALLIBURTON CO
COMMON STOCK
406216101
13929
524043SH
DFND
1,2
18542800
HASBRO INC
COMMON STOCK
418056107
7
88SH
DFND
1,2
8800
HDFC BANK LTD ADR
COMMON STOCK
40415F101
115322
1113258SH
DFND
1,2
86690100
HELMERICH AND PAYNE
COMMON STOCK
423452101
5022
104762SH
DFND
1,2
10439200
HEXCEL CORPORATION
COMMON STOCK
428291108
4190
73073SH
DFND
1,2
7218300
HILTON GRAND VACATIONS INC
COMMON STOCK
43283X105
2
74SH
DFND
1,2
7400
HILTON WORLDWIDE HOLDINGS INC
COMMON STOCK
43300A203
77765
1083075SH
DFND
1,2
62476500
HOME DEPOT INC
COMMON STOCK
437076102
42
247SH
DFND
1,2
24700
HORMEL FOODS CORP
COMMON STOCK
440452100
26782
627518SH
DFND
1,2
21793300
HP INC
COMMON STOCK
40434L105
47600
2326492SH
DFND
1,2
51927200
HUAZHU GROUP LTD ADR
COMMON STOCK
44332N106
26457
924097SH
DFND
1,2
84969700
HUMANA INC
COMMON STOCK
444859102
3285
11467SH
DFND
1,2
1138300
HUNTINGTON BANCSHARES INC
COMMON STOCK
446150104
37292
3128559SH
DFND
1,2
141504400
HUYA INC ADR
COMMON STOCK
44852D108
243
15700SH
DFND
1,2
1570000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
40311
3917530SH
DFND
1,2
311610000
IDEX CORP
COMMON STOCK
45167R104
20012
158497SH
DFND
1,2
7291900
ILLUMINA INC
COMMON STOCK
452327109
8
27SH
DFND
1,2
2700
IMAX CORP (USD)
COMMON STOCK
45245E109
102
5400SH
DFND
1,2
540000
INCYTE CORP
COMMON STOCK
45337C102
30380
477753SH
DFND
1,2
21919300
INTEGRA LIFESCIENCES HOLDING
COMMON STOCK
457985208
6296
139604SH
DFND
1,2
13919400
INTEL CORP
COMMON STOCK
458140100
14397
306783SH
DFND
1,2
30492300
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
75436
1001407SH
DFND
1,2
58366200
INTERCONTINENTAL HOTELS GROUP PLC ADR
COMMON STOCK
45857P806
9958
182421SH
DFND
1,2
9185000
INVESCO LTD
COMMON STOCK
G491BT108
1594
95200SH
DFND
1,2
9520000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
3754
115837SH
DFND
1,2
11551900
ISHARES CORE SANDP SMALL-CAP ETF
FUNDS - EQUITY
464287804
27
394SH
DFND
1,2
39400
ISHARES MSCI AUSTRALIA ETF
FUNDS - EQUITY
464286103
6
328SH
DFND
1,2
32800
ISHARES MSCI CANADA ETF
FUNDS - EQUITY
464286509
21
880SH
DFND
1,2
88000
ISHARES MSCI EAFE ETF
FUNDS - EQUITY
464287465
13158
223852SH
DFND
1,2
22385200
ISHARES MSCI EMERGING MARKETS ETF
FUNDS - EQUITY
464287234
32
820SH
DFND
1,2
82000
ISHARES MSCI PACIFIC EX JAPAN ETF
FUNDS - EQUITY
464286665
46
1140SH
DFND
1,2
114000
ISHARES RUSSELL 2000 GROWTH ETF
FUNDS - EQUITY
464287648
43
255SH
DFND
1,2
25500
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
5777
632099SH
DFND
1,2
28106300
JACK HENRY AND ASSOCIATES INC
COMMON STOCK
426281101
45441
359164SH
DFND
1,2
19271100
JD.COM INC A ADR
COMMON STOCK
47215P106
196
9348SH
DFND
1,2
934800
JOHNSON AND JOHNSON
COMMON STOCK
478160104
7095
54977SH
DFND
1,2
5448200
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
78290
801983SH
DFND
1,2
48557200
KONINKLIJKE PHILIPS NV (USD)
COMMON STOCK
500472303
9
250SH
DFND
1,2
25000
KT CORP ADR
COMMON STOCK
48268K101
2868
201700SH
DFND
1,2
20170000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
24378
468364SH
DFND
1,2
46577400
LINDE PLC
COMMON STOCK
G5494J103
25278
161997SH
DFND
1,2
7461200
LLOYDS BANKING GROUP PLC ADR
COMMON STOCK
539439109
570
222757SH
DFND
1,2
22275700
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
648
2476SH
DFND
1,2
245100
LOMA NEGRA CIA ADR
COMMON STOCK
54150E104
14627
1314190SH
DFND
1,2
115469000
MAGNA INTERNATIONAL INC
COMMON STOCK
559222401
136
3000SH
DFND
1,2
300000
MANULIFE FINANCIAL CORP
COMMON STOCK
56501R106
1185
83500SH
DFND
1,2
8350000
MARKETAXESS HOLDINGS INC
COMMON STOCK
57060D108
13
63SH
DFND
1,2
6300
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
58411
732426SH
DFND
1,2
39196100
MASTERCARD INC CL A
COMMON STOCK
57636Q104
12
62SH
DFND
1,2
6200
MEDTRONIC PLC
COMMON STOCK
G5960L103
3023
33231SH
DFND
1,2
3307600
MERCADOLIBRE INC
COMMON STOCK
58733R102
62011
211749SH
DFND
1,2
15875600
MERCK AND CO INC
COMMON STOCK
58933Y105
7378
96556SH
DFND
1,2
9603600
METHANEX CORP
COMMON STOCK
59151K108
64
1340SH
DFND
1,2
134000
MICRO FOCUS INTERNATIONAL PLC ADR
COMMON STOCK
594837304
28175
1637156SH
DFND
1,2
66124900
MICROSOFT CORP
COMMON STOCK
594918104
90349
889522SH
DFND
1,2
55405500
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
46438
1160073SH
DFND
1,2
68313800
MOODYS CORP
COMMON STOCK
615369105
42750
305271SH
DFND
1,2
17814600
MSCI INC
COMMON STOCK
55354G100
283
1917SH
DFND
1,2
190000
NASDAQ INC
COMMON STOCK
631103108
27570
337993SH
DFND
1,2
13193800
NATIONAL GRID PLC ADR
COMMON STOCK
636274409
2129
44380SH
DFND
1,2
4438000
NETAPP INC
COMMON STOCK
64110D104
45868
768700SH
DFND
1,2
26760000
NETEASE INC ADR
COMMON STOCK
64110W102
14315
60820SH
DFND
1,2
3914500
NETFLIX INC
COMMON STOCK
64110L106
22004
82210SH
DFND
1,2
2691000
NEUROCRINE BIOSCIENCES INC
COMMON STOCK
64125C109
35390
495582SH
DFND
1,2
17443200
NEWELL BRANDS INC
COMMON STOCK
651229106
1726
92840SH
DFND
1,2
9284000
NEWMONT MINING CORP
COMMON STOCK
651639106
1791
51690SH
DFND
1,2
5169000
NEXA RESOURCES SA
COMMON STOCK
L67359106
7925
665951SH
DFND
1,2
66595100
NEXTERA ENERGY INC
COMMON STOCK
65339F101
546
3139SH
DFND
1,2
311300
NIELSEN HOLDINGS PLC
COMMON STOCK
G6518L108
7
312SH
DFND
1,2
31200
NIKE INC CL B
COMMON STOCK
654106103
43910
592257SH
DFND
1,2
27385700
NOAH HOLDINGS LTD CL A ADR
COMMON STOCK
65487X102
19407
448000SH
DFND
1,2
38330000
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
1385
9261SH
DFND
1,2
918300
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
46256
188877SH
DFND
1,2
10848400
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
5119
120769SH
DFND
1,2
12076900
NOVARTIS AG NAMEN ADR
COMMON STOCK
66987V109
11073
129043SH
DFND
1,2
5651100
NOVO NORDISK A/S CL B ADR
COMMON STOCK
670100205
45527
988222SH
DFND
1,2
45359900
NUTRIEN LTD (USD)
COMMON STOCK
67077M108
13816
294143SH
DFND
1,2
29271700
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
24238
394882SH
DFND
1,2
21301300
OLD DOMINION FREIGHT LINE INC
COMMON STOCK
679580100
19
157SH
DFND
1,2
15700
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
46285
2803461SH
DFND
1,2
106846100
PEMBINA PIPELINE CORP
COMMON STOCK
706327103
740
24950SH
DFND
1,2
2495000
PEPSICO INC
COMMON STOCK
713448108
961
8700SH
DFND
1,2
870000
PETROLEO BRASILEIRO ON ADR (PETROBRAS)
COMMON STOCK
71654V408
1133
87100SH
DFND
1,2
8710000
PETROLEO BRASILEIRO PN ADR (PETROBRAS)
COMMON STOCK
71654V101
4726
407800SH
DFND
1,2
40780000
PFIZER INC
COMMON STOCK
717081103
5495
125891SH
DFND
1,2
12589100
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
63401
949686SH
DFND
1,2
47638300
PINDUODUO INC ADR
COMMON STOCK
722304102
2624
116921SH
DFND
1,2
11692100
PNC FINANCIAL SERVICES GROUP INC
COMMON STOCK
693475105
57
485SH
DFND
1,2
48500
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
7251
78884SH
DFND
1,2
7855300
PRUDENTIAL PLC ADR
COMMON STOCK
74435K204
14737
416653SH
DFND
1,2
20864000
PUBLIC SERVICE ENTERPRISE GROUP INC
COMMON STOCK
744573106
8
158SH
DFND
1,2
15800
QUALCOMM INC
COMMON STOCK
747525103
11819
207681SH
DFND
1,2
20691000
REAL ESTATE SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y860
2
70SH
DFND
1,2
7000
RELX PLC ADR
COMMON STOCK
759530108
29017
1414094SH
DFND
1,2
51973900
RENAISSANCERE HOLDINGS LTD
COMMON STOCK
G7496G103
33823
252979SH
DFND
1,2
11062400
RIO TINTO PLC ADR
COMMON STOCK
767204100
8711
179680SH
DFND
1,2
7696200
ROSS STORES INC
COMMON STOCK
778296103
34214
411229SH
DFND
1,2
13382900
ROYAL BANK OF CANADA
COMMON STOCK
780087102
702
10250SH
DFND
1,2
1025000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
1598
16345SH
DFND
1,2
1634500
ROYAL DUTCH SHELL PLC A ADR
COMMON STOCK
780259206
9
150SH
DFND
1,2
15000
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
35861
598278SH
DFND
1,2
46277300
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
44638
625707SH
DFND
1,2
50653000
SANDP GLOBAL INC
COMMON STOCK
78409V104
15
88SH
DFND
1,2
8800
SAP SE ADR
COMMON STOCK
803054204
31608
317507SH
DFND
1,2
14406500
SCHLUMBERGER LTD
COMMON STOCK
806857108
47218
1308702SH
DFND
1,2
81021300
SEATTLE GENETICS INC
COMMON STOCK
812578102
75984
1341050SH
DFND
1,2
68334000
SEMPRA ENERGY
COMMON STOCK
816851109
17644
163085SH
DFND
1,2
16240000
SEMPRA ENERGY CV PFD SER A 6.0 PERCENT 01-15-21
CONV PREFRD STCK
816851406
349
3665SH
DFND
1,2
366500
SERVICENOW INC
COMMON STOCK
81762P102
16
90SH
DFND
1,2
9000
SHAW COMMUNICATIONS INC CL B N/V
COMMON STOCK
82028K200
517
28550SH
DFND
1,2
2855000
SHERWIN-WILLIAMS CO
COMMON STOCK
824348106
739
1877SH
DFND
1,2
185800
SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF
FUNDS - EQUITY
78464A359
136
2911SH
DFND
1,2
291100
SPDR DOW JONES INTL REAL ESTATE ETF
FUNDS - EQUITY
78463X863
4
124SH
DFND
1,2
12400
SPDR SANDP 500 ETF TRUST
FUNDS - EQUITY
78462F103
1579
6318SH
DFND
1,2
631800
SPDR SANDP MIDCAP 400 ETF TRUST
FUNDS - EQUITY
78467Y107
80
264SH
DFND
1,2
26400
SPOTIFY TECHNOLOGY SA
COMMON STOCK
L8681T102
2378
20951SH
DFND
1,2
2095100
STARBUCKS CORP
COMMON STOCK
855244109
26919
417996SH
DFND
1,2
21576500
STATE STREET CORP
COMMON STOCK
857477103
36414
577356SH
DFND
1,2
24537800
STEEL DYNAMICS INC
COMMON STOCK
858119100
11
365SH
DFND
1,2
36500
SUMITOMO MITSUI FINANCIAL GROUP ADR
COMMON STOCK
86562M209
4
570SH
DFND
1,2
57000
SUN LIFE FINANCIAL INC
COMMON STOCK
866796105
1052
31700SH
DFND
1,2
3170000
SUNCOR ENERGY INC
COMMON STOCK
867224107
701
25095SH
DFND
1,2
2509500
SVB FINANCIAL GROUP
COMMON STOCK
78486Q101
33003
173774SH
DFND
1,2
7642200
TABLEAU SOFTWARE INC CL A
COMMON STOCK
87336U105
4520
37666SH
DFND
1,2
3766600
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
167423
4535974SH
DFND
1,2
328150600
TE CONNECTIVITY LTD
COMMON STOCK
H84989104
35
463SH
DFND
1,2
46300
TECHNOLOGY SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y803
22
358SH
DFND
1,2
35800
TELEFONAKTIEBOLAGET LM ERICSSON CL B ADR
COMMON STOCK
294821608
1830
206275SH
DFND
1,2
20627500
TELUS CORP
COMMON STOCK
87971M103
660
19900SH
DFND
1,2
1990000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
7955
84175SH
DFND
1,2
8374200
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
70
315SH
DFND
1,2
31500
TORONTO DOMINION BANK (THE)
COMMON STOCK
891160509
3443
69266SH
DFND
1,2
6879600
TOTAL SA ADR
COMMON STOCK
89151E109
9296
178150SH
DFND
1,2
7281000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
104461
307185SH
DFND
1,2
13546100
TRIMBLE INC
COMMON STOCK
896239100
36085
1096488SH
DFND
1,2
48360800
UBS GROUP AG (USD)
COMMON STOCK
H42097107
2
124SH
DFND
1,2
12400
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
20038
460852SH
DFND
1,2
21954400
UNILEVER PLC ADR
COMMON STOCK
904767704
3061
58590SH
DFND
1,2
5859000
UNION PACIFIC CORP
COMMON STOCK
907818108
93
670SH
DFND
1,2
67000
UNITED TECHNOLOGIES CORP
COMMON STOCK
913017109
23428
220023SH
DFND
1,2
9192300
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
67753
271971SH
DFND
1,2
15653800
VALE SA ON ADR
COMMON STOCK
91912E105
161601
12251783SH
DFND
1,2
953480200
VANGUARD FTSE EMERGING MARKETS ETF
FUNDS - EQUITY
922042858
18
467SH
DFND
1,2
46700
VANGUARD REAL ESTATE ETF
FUNDS - EQUITY
922908553
15
205SH
DFND
1,2
20500
VANGUARD TOTAL WORLD STOCK ETF
FUNDS - EQUITY
922042742
3104
47419SH
DFND
1,2
4741900
VENTAS INC (REIT)
COMMON STOCK
92276F100
3480
59400SH
DFND
1,2
5940000
VERISIGN INC
COMMON STOCK
92343E102
10
67SH
DFND
1,2
6700
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
10939
194575SH
DFND
1,2
19437500
VERTEX PHARMACEUTICALS INC
COMMON STOCK
92532F100
2
10SH
DFND
1,2
1000
VIACOM INC CL B
COMMON STOCK
92553P201
64
2500SH
DFND
1,2
250000
VISA INC CL A
COMMON STOCK
92826C839
113710
861832SH
DFND
1,2
53692300
VODAFONE GROUP PLC ADR
COMMON STOCK
92857W308
10263
532316SH
DFND
1,2
36434600
WALGREENS BOOTS ALLIANCE INC
COMMON STOCK
931427108
7431
108758SH
DFND
1,2
10814300
WASTE CONNECTIONS INC (USD)
COMMON STOCK
94106B101
64132
863734SH
DFND
1,2
39498200
WASTE MANAGEMENT INC
COMMON STOCK
94106L109
1478
16608SH
DFND
1,2
1647800
WEATHERFORD INTERNATIONAL PLC
COMMON STOCK
G48833100
638
1141100SH
DFND
1,2
114110000
WELLS FARGO AND CO
COMMON STOCK
949746101
49342
1070799SH
DFND
1,2
54229900
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (DBA WABTEC CORP)
COMMON STOCK
929740108
41827
595399SH
DFND
1,2
29301400
WILLIAMS COMPANIES INC (THE)
COMMON STOCK
969457100
37637
1706893SH
DFND
1,2
70879300
WYNN RESORTS LTD
COMMON STOCK
983134107
31294
316393SH
DFND
1,2
8879300
YANDEX NV A
COMMON STOCK
N97284108
37705
1378618SH
DFND
1,2
107496800
YUM! BRANDS INC
COMMON STOCK
988498101
45519
495207SH
DFND
1,2
21151200