0000902664-19-004426.txt : 20191125 0000902664-19-004426.hdr.sgml : 20191125 20191125080154 ACCESSION NUMBER: 0000902664-19-004426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191122 FILED AS OF DATE: 20191125 DATE AS OF CHANGE: 20191125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUMINUS MANAGEMENT LLC CENTRAL INDEX KEY: 0001279151 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08097 FILM NUMBER: 191243730 BUSINESS ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126153450 MAIL ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Luminus Energy Partners Master Fund, Ltd. CENTRAL INDEX KEY: 0001405850 STATE OF INCORPORATION: D0 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08097 FILM NUMBER: 191243731 BUSINESS ADDRESS: STREET 1: 1700 BROADWAY, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 615-3450 MAIL ADDRESS: STREET 1: 1700 BROADWAY, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barrett Jonathan Dan CENTRAL INDEX KEY: 0001731639 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08097 FILM NUMBER: 191243732 MAIL ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Valaris plc CENTRAL INDEX KEY: 0000314808 STANDARD INDUSTRIAL CLASSIFICATION: DRILLING OIL & GAS WELLS [1381] IRS NUMBER: 980635229 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6 CHESTERFIELD GARDENS CITY: LONDON STATE: X0 ZIP: W1J5BQ BUSINESS PHONE: 4402076594660 MAIL ADDRESS: STREET 1: 6 CHESTERFIELD GARDENS CITY: LONDON STATE: X0 ZIP: W1J5BQ FORMER COMPANY: FORMER CONFORMED NAME: Ensco Rowan plc DATE OF NAME CHANGE: 20190410 FORMER COMPANY: FORMER CONFORMED NAME: Ensco plc DATE OF NAME CHANGE: 20100331 FORMER COMPANY: FORMER CONFORMED NAME: Ensco International plc DATE OF NAME CHANGE: 20091223 4 1 ownership.xml X0306 4 2019-11-22 0 0000314808 Valaris plc VAL 0001279151 LUMINUS MANAGEMENT LLC 1700 BROADWAY 26TH FLOOR NEW YORK NY 10019 0 0 1 0 0001405850 Luminus Energy Partners Master Fund, Ltd. 1700 BROADWAY 26TH FLOOR NEW YORK NY 10019 0 0 1 0 0001731639 Barrett Jonathan Dan 1700 BROADWAY 26TH FLOOR NEW YORK NY 10019 0 0 1 0 Class A ordinary shares ("Common Stock") 2019-11-22 4 C 0 17206642 4.25 A 36982076 I See footnote Equity Swap (obligation to buy) 4.25 2019-11-22 4 C 1 1 0 D 2019-11-22 Common Stock 17206642 0 I See footnote The securities to which this filing relates are held directly by Luminus Energy Partners Master Fund, Ltd. (the "Master Fund"), for which Luminus Management, LLC serves as the investment manager. Jonathan Barrett is the ultimate beneficial owner of Luminus Management, LLC. The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. The Master Fund was party to an equity swap agreement which was automatically physically settled pursuant to its terms at expiration on November 22, 2019. Luminus Management LLC and Luminus Energy Partners Master Fund, Ltd., By: /s/ Jonathan Barrett 2019-11-25 /s/ Jonathan Barrett, individually 2019-11-25