0000919574-13-000015.txt : 20130103
0000919574-13-000015.hdr.sgml : 20130103
20130103181201
ACCESSION NUMBER: 0000919574-13-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130103
DATE AS OF CHANGE: 20130103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SALVATORE MUOIO
CENTRAL INDEX KEY: 0001259267
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07923
FILM NUMBER: 13508776
MAIL ADDRESS:
STREET 1: C/O S. MUOIO & CO. LLC
STREET 2: 509 MADISON AVENUE SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HANDLEMAN CO /MI/
CENTRAL INDEX KEY: 0000314727
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DURABLE GOODS, NEC [5099]
IRS NUMBER: 381242806
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 KIRTS BLVD
STREET 2: PO BOX 7045
CITY: TROY
STATE: MI
ZIP: 48084-4142
BUSINESS PHONE: 2483624400
MAIL ADDRESS:
STREET 1: 500 KIRTS BLVD
STREET 2: P O BOX 7045
CITY: TROY
STATE: MI
ZIP: 48084-4142
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: S. MUOIO & CO. LLC
CENTRAL INDEX KEY: 0001138996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07923
FILM NUMBER: 13508777
BUSINESS ADDRESS:
STREET 1: 509 MADISON AVE SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-297-2555
MAIL ADDRESS:
STREET 1: 509 MADISON AVENUE
STREET 2: SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: S MUOIO & CO LLC
DATE OF NAME CHANGE: 20010420
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SM Investors II, L.P.
CENTRAL INDEX KEY: 0001173632
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07923
FILM NUMBER: 13508775
BUSINESS ADDRESS:
STREET 1: 509 MADISON AVENUE, SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 297-2555
MAIL ADDRESS:
STREET 1: 509 MADISON AVENUE, SUITE 406
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: SM INVESTORS II LP
DATE OF NAME CHANGE: 20020516
4
1
p1347076.xml
S. MUOIO & CO LLC - HANDLEMAN CO.
X0306
4
2012-12-31
0
0000314727
HANDLEMAN CO /MI/
HDLM.PK
0001138996
S. MUOIO & CO. LLC
509 MADISON AVENUE
SUITE 406
NEW YORK
NY
10022
0
0
1
0
0001259267
SALVATORE MUOIO
C/O S. MUOIO & CO. LLC
509 MADISON AVENUE, SUITE 406
NEW YORK
NY
10022
0
0
1
0
0001173632
SM Investors II, L.P.
C/O S. MUOIO & CO. LLC
509 MADISON AVENUE, SUITE 406
NEW YORK
NY
10022
0
0
1
0
Common Stock
2012-12-31
4
P
0
5000
0.376
A
2206500
D
Common Stock
3061523
I
See footnote
These securities are owned by SM Investors II, L.P. ("SM Investors II"), which is a reporting person. S. Muoio & Co. LLC ("SMC") serves as the general partner of SM Investors II. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM Investors II by virtue of SMC's position as general partner of SM Investors II and Mr. Muoio's status as the managing member of SMC.
These securities are held in the accounts of several investment partnerships, investment funds and other accounts (collectively, the "Investment Accounts") for which SMC serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Accounts by virtue of SMC's position as general partner or investment manager of the Investment Accounts and Mr. Muoio's status as the managing member of SMC.
+ Each of the Reporting Person and the joint filer (individually, each a "Reporting Person" and collectively, the "Reporting Persons") disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. The Reporting Persons affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
S. Muoio & Co. LLC(+), By: /s/ Salvatore Muoio, Managing Member
2013-01-03
By: /s/ Salvatore Muoio (+)
2013-01-03
SM Investors II, L.P. By: S. Muoio & Co. LLC, its general partner, By: /s/ Salvatore Muoio, Managing Member
2013-01-03