0001415889-24-022135.txt : 20240823 0001415889-24-022135.hdr.sgml : 20240823 20240823163638 ACCESSION NUMBER: 0001415889-24-022135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240821 FILED AS OF DATE: 20240823 DATE AS OF CHANGE: 20240823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alfano Nicholas J. CENTRAL INDEX KEY: 0001972462 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 241236794 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 form4-08232024_080835.xml X0508 4 2024-08-21 0000031462 ECOLAB INC. ECL 0001972462 Alfano Nicholas J. 1 ECOLAB PLACE SAINT PAUL MN 55102 false true false false EVP & PRES - GLOBAL INDUSTRIAL 0 Common Stock 2024-08-21 4 M 0 2652 119.120 A 14716.697 D Common Stock 2024-08-21 4 S 0 2652 244.495 D 12064.697 D Common Stock 3222.794 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 119.120 2024-08-21 4 M 0 2652 0 D 2016-12-02 2025-12-02 Common Stock 2652 0 D The total includes 6.420 shares resulting from automatic dividend reinvestment in transactions exempt pursuant to Rule 16a-11 under Section 16 of the Securities Exchange Act of 1934 since the reporting person's last report. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of July 31, 2024. Includes 15.773 UNITS acquired since the reporting person's last report. (The 3,222.794 UNITS are the equivalent of approximately 5,916 SHARES of the issuer's Common Stock.) Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became or becomes exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant. /s/ David F. Duvick, as Attorney-in-Fact for Nicholas J. Alfano 2024-08-22