0001415889-24-012611.txt : 20240508
0001415889-24-012611.hdr.sgml : 20240508
20240508164945
ACCESSION NUMBER: 0001415889-24-012611
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240506
FILED AS OF DATE: 20240508
DATE AS OF CHANGE: 20240508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGGINS ARTHUR J
CENTRAL INDEX KEY: 0001142083
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
ORGANIZATION NAME: 03 Life Sciences
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 24927076
MAIL ADDRESS:
STREET 1: C/O ZIMMER, INC.
STREET 2: P.O. BOX 708
CITY: WARSAW
STATE: IN
ZIP: 46580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 18002326522
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
4
1
form4-05082024_080538.xml
X0508
4
2024-05-06
0000031462
ECOLAB INC.
ECL
0001142083
HIGGINS ARTHUR J
C/O ECOLAB INC.
1 ECOLAB PLACE
ST. PAUL
MN
55102
true
false
false
false
0
Common Stock
2024-05-06
4
M
0
2200
112.745
A
27748.22
D
Common Stock
2024-05-06
4
M
0
2300
115.075
A
30048.22
D
Common Stock
2024-05-06
4
S
0
4500
227.523
D
25548.22
D
Non-Employee Stock Option (Right to Buy)
112.745
2024-05-06
4
M
0
2200
0
D
2015-08-07
2025-05-07
Common Stock
2200
0
D
Non-Employee Stock Option (Right to Buy)
115.075
2024-05-06
4
M
0
2300
0
D
2016-08-05
2026-05-05
Common Stock
2300
0
D
Non-Employee Director Stock Option (Right to Buy)
228.255
2024-05-06
4
A
0
934
0
A
2024-08-06
2034-05-06
Common Stock
934
934
D
This transaction was executed in multiple trades at prices ranging from $227.51 to $227.60, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option became or will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. The date listed in the Date Exercisable column represents the first vesting date.
/s/ David F. Duvick, as Attorney-in-Fact for Arthur J. Higgins
2024-05-08