0001415889-23-009961.txt : 20230616 0001415889-23-009961.hdr.sgml : 20230616 20230616174421 ACCESSION NUMBER: 0001415889-23-009961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230616 FILED AS OF DATE: 20230616 DATE AS OF CHANGE: 20230616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berger Larry L CENTRAL INDEX KEY: 0001433832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 231022510 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 form4-06162023_090617.xml X0407 4 2023-06-16 0000031462 ECOLAB INC. ECL 0001433832 Berger Larry L 1 ECOLAB PLACE ST. PAUL MN 55102 false true false false EVP & CHIEF TECHNICAL OFFICER 0 Common Stock 2023-06-16 4 M 0 7889 117.73 A 20331 D Common Stock 2023-06-16 4 M 0 13819 137.087 A 34150 D Common Stock 2023-06-16 4 S 0 21708 181.672 D 12442 D Common Stock 74.049 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 117.73 2023-06-16 4 M 0 7889 0 D 2017-12-07 2026-12-07 Common Stock 7889 0 D Employee Stock Option (Right to Buy) 137.087 2023-06-16 4 M 0 13819 0 D 2018-12-06 2027-12-06 Common Stock 13819 0 D This transaction was executed in multiple trades at prices ranging from $181.500 to $182.075, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of May 31, 2023. Includes 0.236 UNITS acquired since the reporting person's last report. (The 74.049 UNITS are the equivalent of approximately 136 SHARES of the issuer's Common Stock.) The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant. /s/ David F. Duvick, as Attorney-in-Fact for Larry L. Berger 2023-06-16