0001415889-23-009961.txt : 20230616
0001415889-23-009961.hdr.sgml : 20230616
20230616174421
ACCESSION NUMBER: 0001415889-23-009961
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230616
FILED AS OF DATE: 20230616
DATE AS OF CHANGE: 20230616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berger Larry L
CENTRAL INDEX KEY: 0001433832
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 231022510
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 18002326522
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
4
1
form4-06162023_090617.xml
X0407
4
2023-06-16
0000031462
ECOLAB INC.
ECL
0001433832
Berger Larry L
1 ECOLAB PLACE
ST. PAUL
MN
55102
false
true
false
false
EVP & CHIEF TECHNICAL OFFICER
0
Common Stock
2023-06-16
4
M
0
7889
117.73
A
20331
D
Common Stock
2023-06-16
4
M
0
13819
137.087
A
34150
D
Common Stock
2023-06-16
4
S
0
21708
181.672
D
12442
D
Common Stock
74.049
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
117.73
2023-06-16
4
M
0
7889
0
D
2017-12-07
2026-12-07
Common Stock
7889
0
D
Employee Stock Option (Right to Buy)
137.087
2023-06-16
4
M
0
13819
0
D
2018-12-06
2027-12-06
Common Stock
13819
0
D
This transaction was executed in multiple trades at prices ranging from $181.500 to $182.075, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of May 31, 2023. Includes 0.236 UNITS acquired since the reporting person's last report. (The 74.049 UNITS are the equivalent of approximately 136 SHARES of the issuer's Common Stock.)
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.
/s/ David F. Duvick, as Attorney-in-Fact for Larry L. Berger
2023-06-16