0001415889-23-007910.txt : 20230512 0001415889-23-007910.hdr.sgml : 20230512 20230512170629 ACCESSION NUMBER: 0001415889-23-007910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230510 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alfano Nicholas J. CENTRAL INDEX KEY: 0001972462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 23916904 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 form4-05122023_090517.xml X0407 4 2023-05-10 0000031462 ECOLAB INC. ECL 0001972462 Alfano Nicholas J. 1 ECOLAB PLACE SAINT PAUL MN 55102 false true false false EVP & PRES - GLOBAL INDUSTRIAL 0 Common Stock 2023-05-08 4 M 0 1098 107.685 A 10815 D Common Stock 2023-05-08 4 S 0 1098 175 D 9717 D Common Stock 3179.040 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 107.685 2023-05-08 4 M 0 1098 0 D 2015-12-03 2024-12-03 Common Stock 1098 0 D The total includes 8.676 shares resulting from automatic dividend reinvestment in transactions exempt pursuant to Rule 16a-11 under Section 16 of the Securities Exchange Act of 1934. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of April 30, 2023. Includes 10.108 UNITS acquired since the reporting person's last report. (The 3,179.040 UNITS are the equivalent of approximately 5,855 SHARES of the issuer's Common Stock.) Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant. /s/ David F. Duvick, as Attorney-in-Fact for Nicholas J. Alfano 2023-05-12