0001415889-22-012337.txt : 20221209
0001415889-22-012337.hdr.sgml : 20221209
20221209170709
ACCESSION NUMBER: 0001415889-22-012337
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221207
FILED AS OF DATE: 20221209
DATE AS OF CHANGE: 20221209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berger Larry L
CENTRAL INDEX KEY: 0001433832
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 221455541
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 18002326522
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
4
1
form4-12092022_101256.xml
X0306
4
2022-12-07
0000031462
ECOLAB INC.
ECL
0001433832
Berger Larry L
1 ECOLAB PLACE
ST. PAUL
MN
55102
false
true
false
false
EVP & CHIEF TECHNICAL OFFICER
Common Stock
15235
D
Common Stock
73.561
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
148.495
2022-12-07
4
A
0
19409
0
A
2023-12-07
2032-12-07
Common Stock
19409
19409
D
On February 25, 2022, the reporting person filed a Form 4 reporting the payment of minimum statutory tax obligations incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3 by withholding 820 shares of Ecolab Common Stock. It was later determined that the number of shares withheld was overcounted by 7 shares as a total of 813 shares were actually withheld. Accordingly, 7 shares have been added to the reporting person's end of period holdings.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2022. Includes 0.702 UNITS acquired since the reporting person's last report. (The 73.561 UNITS are the equivalent of approximately 136 SHARES of the issuer's Common Stock.)
The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column is the first anniversary of the date of grant.
/s/ David F. Duvick, as Attorney-in-Fact for Larry L. Berger
2022-12-09