0001415889-21-005696.txt : 20211203 0001415889-21-005696.hdr.sgml : 20211203 20211203171945 ACCESSION NUMBER: 0001415889-21-005696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211201 FILED AS OF DATE: 20211203 DATE AS OF CHANGE: 20211203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMECHEL DANIEL J CENTRAL INDEX KEY: 0001198768 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 211471169 MAIL ADDRESS: STREET 1: 370 WBASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 form4-12032021_021238.xml X0306 4 2021-12-01 0000031462 ECOLAB INC. ECL 0001198768 SCHMECHEL DANIEL J 1 ECOLAB PLACE ST. PAUL MN 55102 false true false false CFO Common Stock 148300.890 D Common Stcok 3500 I By Wilhelmina M. Wright Revocable Trust u/a dated 10/26/2016 Common Stock 51500 I By Kathryn W. Schmechel 2020 Trust u/a dated 12/14/2020 Common Stock 2932.4470 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 223.780 2021-12-01 4 A 0 23597 0 A 2022-12-01 2031-12-01 Common Stock 23597 23597 D The total includes 0.954 shares acquired on April 17, 2021, 0.982 shares acquired on July 19, 2021, and 0.955 shares acquired on October 19, 2021 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2021. Includes 19.193 UNITS acquired since the reporting person's last report. (The 2,951.640 UNITS are the equivalent of approximately 5,409 SHARES of the issuer's Common Stock.) Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option becomes exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary of the date of grant. /s/ David F. Duvick, Attorney-in-Fact for Daniel J. Schmechel 2021-12-03