0001415889-21-003806.txt : 20210805
0001415889-21-003806.hdr.sgml : 20210805
20210805175209
ACCESSION NUMBER: 0001415889-21-003806
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210803
FILED AS OF DATE: 20210805
DATE AS OF CHANGE: 20210805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kirkland Scott D
CENTRAL INDEX KEY: 0001779234
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 211149831
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: ST. PAUL
STATE: MN
ZIP: 55102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 18002326522
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
4
1
form4-08052021_020845.xml
X0306
4
2021-08-03
0000031462
ECOLAB INC.
ECL
0001779234
Kirkland Scott D
1 ECOLAB PLACE
ST. PAUL
MN
55102
false
true
false
false
SVP & CORPORATE CONTROLLER
Common Stock
2021-08-03
4
I
0
162.830
402.21
A
1249.732
I
By Ecolab Savings Plan
Common Stock
2021-08-05
4
M
0
2800
71.540
A
6122
D
Common Stock
2021-08-05
4
S
0
2800
217.666
D
3322
D
Employee Stock Option (Right to Buy)
71.540
2021-08-05
4
M
0
2800
71.540
D
2013-12-05
2022-12-05
Common Stock
2800
0
D
Represents an intra-plan transfer of 162.83 UNITS into the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) at a price of $402.21 per UNIT. This is equivalent to the acquisition of approximately 298 shares of the Issuer's Common Stock at a price of $219.36 per share. The 1,249.732 UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan following this transaction include 9.216 UNITS acquired since the reporting person's last report. (The 1,249.732 UNITS are the equivalent of approximately 2,291 SHARES of the issuer's Common Stock.)
This transaction was executed in multiple trades at prices ranging from $217.470 to $217.970, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant.
/s/ David F. Duvick, as Attorney-in-Fact for Scott D. Kirkland
2021-08-05