0001415889-21-003806.txt : 20210805 0001415889-21-003806.hdr.sgml : 20210805 20210805175209 ACCESSION NUMBER: 0001415889-21-003806 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210803 FILED AS OF DATE: 20210805 DATE AS OF CHANGE: 20210805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirkland Scott D CENTRAL INDEX KEY: 0001779234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 211149831 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: ST. PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 form4-08052021_020845.xml X0306 4 2021-08-03 0000031462 ECOLAB INC. ECL 0001779234 Kirkland Scott D 1 ECOLAB PLACE ST. PAUL MN 55102 false true false false SVP & CORPORATE CONTROLLER Common Stock 2021-08-03 4 I 0 162.830 402.21 A 1249.732 I By Ecolab Savings Plan Common Stock 2021-08-05 4 M 0 2800 71.540 A 6122 D Common Stock 2021-08-05 4 S 0 2800 217.666 D 3322 D Employee Stock Option (Right to Buy) 71.540 2021-08-05 4 M 0 2800 71.540 D 2013-12-05 2022-12-05 Common Stock 2800 0 D Represents an intra-plan transfer of 162.83 UNITS into the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) at a price of $402.21 per UNIT. This is equivalent to the acquisition of approximately 298 shares of the Issuer's Common Stock at a price of $219.36 per share. The 1,249.732 UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan following this transaction include 9.216 UNITS acquired since the reporting person's last report. (The 1,249.732 UNITS are the equivalent of approximately 2,291 SHARES of the issuer's Common Stock.) This transaction was executed in multiple trades at prices ranging from $217.470 to $217.970, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant. /s/ David F. Duvick, as Attorney-in-Fact for Scott D. Kirkland 2021-08-05