0001415889-21-002407.txt : 20210511 0001415889-21-002407.hdr.sgml : 20210511 20210511163226 ACCESSION NUMBER: 0001415889-21-002407 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210507 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mulhere Timothy P CENTRAL INDEX KEY: 0001540754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 21911771 MAIL ADDRESS: STREET 1: 370 WABASHA STREET NORTH CITY: SAINT PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 form4-05112021_010507.xml X0306 4 2021-05-07 0000031462 ECOLAB INC. ECL 0001540754 Mulhere Timothy P 1 ECOLAB PLACE ST. PAUL MN 55102 false true false false EVP & PRES - GLOBAL INST Common Stock 2021-05-07 4 M 0 24471 107.685 A 43438.393 D Common Stock 2021-05-07 4 S 0 24471 228.270 D 18967.393 D Common Stock 1918.619 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 107.685 2021-05-07 4 M 0 24471 0 D 2015-12-03 2024-12-03 Common Stock 24471 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.20 to $228.63, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of April 30, 2021. Includes 8.871 UNITS acquired since the reporting person's last report. (The 1,918.619 UNITS are the equivalent of approximately 3,517 SHARES of the issuer's Common Stock.) The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant. /s/ David F. Duvick, as Attorney-in-Fact for Timothy P. Mulhere 2021-05-11