0001415889-21-001055.txt : 20210301 0001415889-21-001055.hdr.sgml : 20210301 20210301170535 ACCESSION NUMBER: 0001415889-21-001055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210225 FILED AS OF DATE: 20210301 DATE AS OF CHANGE: 20210301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER DOUGLAS M JR CENTRAL INDEX KEY: 0001198753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 21699092 MAIL ADDRESS: STREET 1: 370 WBASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 form4-03012021_020304.xml X0306 4 2021-02-25 0000031462 ECOLAB INC. ECL 0001198753 BAKER DOUGLAS M JR 1 ECOLAB PLACE ST. PAUL MN 55102 true true false false EXEC CHAIRMAN OF THE BOARD Common Stock 2021-02-25 4 A 0 38003 0 A 640553 D Common Stock 2021-02-25 4 F 0 16626 213.545 D 623927 D Common Stock 7050 I By Spouse Common Stock 72850 I By Julie M. Baker 2012 Revocable Trust Common Stock 72500 I By Douglas M. Baker, Jr. 2012 Irrevocable Trust Common Stock 5706.80 I By Ecolab Savings Plan Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2021. Includes 12.821 UNITS acquired since the reporting person's last report. (The 5,706.80 UNITS are the equivalent of approximately 10,473 SHARES of the issuer's Common Stock.) /s/ David F. Duvick, as Attorney-in-Fact for Douglas M. Baker, Jr. 2021-03-01