0001415889-20-002838.txt : 20201207 0001415889-20-002838.hdr.sgml : 20201207 20201207183527 ACCESSION NUMBER: 0001415889-20-002838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200310 FILED AS OF DATE: 20201207 DATE AS OF CHANGE: 20201207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirkland Scott D CENTRAL INDEX KEY: 0001779234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 201373858 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: ST. PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 form4-12072020_031216.xml X0306 4 2020-03-10 0000031462 ECOLAB INC. ECL 0001779234 Kirkland Scott D 1 ECOLAB PLACE ST. PAUL MN 55102 false true false false SVP & CORPORATE CONTROLLER Common Stock 2020-05-21 5 G 0 75 0 D 2748 D Common Stock 2020-03-10 4 I 0 617.902 350.03 A 633.604 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 221.410 2020-12-03 4 A 0 4230 0 A 2021-12-03 2030-12-03 Common Stock 4230 4230 D Restricted Stock Units 2020-12-03 4 A 0 2482 0 A Common Stock 2482 2482 D The amount and price reflect UNITS and price per UNIT with respect to the Ecolab Stock Fund of the Ecolab Savings Plan (401-k plan) and are equivalent to approximately 1,133 SHARES of the issuer's Common Stock and a price of $190.85 per share. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2020. Includes 15.702 UNITS acquired since the reporting person's last report. (The 633.604 UNITS are the equivalent of approximately 1,162 SHARES of the issuer's Common Stock.) The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the third anniversary of the date of grant. /s/ David F. Duvick, Attorney-in-Fact for Scott D. Kirkland 2020-12-07