0001179110-20-009689.txt : 20200911 0001179110-20-009689.hdr.sgml : 20200911 20200911171416 ACCESSION NUMBER: 0001179110-20-009689 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200909 FILED AS OF DATE: 20200911 DATE AS OF CHANGE: 20200911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMECHEL DANIEL J CENTRAL INDEX KEY: 0001198768 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 201171726 MAIL ADDRESS: STREET 1: 370 WBASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2020-09-09 0 0000031462 ECOLAB INC. ECL 0001198768 SCHMECHEL DANIEL J 1 ECOLAB PLACE SAINT PAUL MN 55102 0 1 0 0 CFO Common Stock 2020-09-09 4 M 0 20728 137.087 A 225312.020 D Common Stock 2020-09-09 4 F 0 17083 202.522 D 208229.02 D Common Stock 2020-09-09 4 M 0 8595 158.515 A 216824.02 D Common Stock 2020-09-09 4 F 0 7578 202.522 D 209247.002 D Common Stock 2919.115 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 137.087 2020-09-09 4 M 0 20728 0 D 2018-12-06 2027-12-06 Common Stock 20728 10365 D Employee Stock Option (Right to Buy) 158.515 2020-09-09 4 M 0 8595 0 D 2019-12-04 2028-12-04 Common Stock 8595 17192 D Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock. The total includes 0.982 shares acquired by the reporting person on July 17, 2020 by dividend reinvestment pursuant to the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of August 31, 2020. Includes 6.488 UNITS acquired since the reporting person's last report. The 2,919.115 UNITS are the equivalent of approximately 5,358 SHARES of the issuer's Common Stock. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant. /s/ David F. Duvick, Attorney-in-Fact for Daniel J. Schmechel 2020-09-11