0001179110-20-006401.txt : 20200520 0001179110-20-006401.hdr.sgml : 20200520 20200520181423 ACCESSION NUMBER: 0001179110-20-006401 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200519 FILED AS OF DATE: 20200520 DATE AS OF CHANGE: 20200520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berger Larry L CENTRAL INDEX KEY: 0001433832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 20899334 MAIL ADDRESS: STREET 1: 370 WABASHA STREET NORTH CITY: SAINT PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2020-05-19 0 0000031462 ECOLAB INC. ECL 0001433832 Berger Larry L 1 ECOLAB PLACE SAINT PAUL MN 55102 0 1 0 0 EVP & CTO Common Stock 2020-05-19 4 M 0 6712 119.12 A 38045 D Common Stock 2020-05-19 4 S 0 6712 204.241 D 31333 D Common Stock 2020-05-19 4 S 0 1901 204.366 D 29432 D Common Stock 2020-05-20 4 M 0 6746 119.12 A 36178 D Common Stock 2020-05-20 4 S 0 4790 206.484 D 31388 D Common Stock 2020-05-20 4 S 0 1956 207.157 D 29432 D Common Stock 71.726 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 119.12 2020-05-19 4 M 0 6712 0 D 2016-12-02 2025-12-02 Common Stock 6712 6746 D Employee Stock Option (Right to Buy) 119.12 2020-05-20 4 M 0 6746 0 D 2016-12-02 2025-12-02 Common Stock 6746 0 D This transaction was executed in multiple trades at prices ranging from $204.09 to $204.48, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $205.98 to $206.93, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $207.035 to $207.31, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of April 30, 2020. Includes 0.190 UNITS acquired since the reporting person's last report. (The 71.726 UNITS are the equivalent of approximately 132 SHARES of the issuer's Common Stock.) The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant. /s/ David F. Duvick, as Attorney-in-Fact for Larry L. Berger 2020-05-20