0001179110-20-005412.txt : 20200504
0001179110-20-005412.hdr.sgml : 20200504
20200504164053
ACCESSION NUMBER: 0001179110-20-005412
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200430
FILED AS OF DATE: 20200504
DATE AS OF CHANGE: 20200504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Darrell R
CENTRAL INDEX KEY: 0001727287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 20845451
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: ST. PAUL
STATE: MN
ZIP: 55102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 18002326522
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
4
1
edgar.xml
FORM 4 -
X0306
4
2020-04-30
0
0000031462
ECOLAB INC.
ECL
0001727287
Brown Darrell R
1 ECOLAB PLACE
ST. PAUL
MN
55102
0
1
0
0
EVP & Pres - Global Industrial
Common Stock
2020-04-30
4
M
0
17762
119.12
A
28507
D
Common Stock
2020-04-30
4
M
0
5889
117.73
A
34396
D
Common Stock
2020-04-30
4
S
0
4499
192.689
D
29897
D
Common Stock
2020-04-30
4
S
0
15159
193.738
D
14738
D
Common Stock
2020-04-30
4
S
0
3953
194.690
D
10785
D
Common Stock
2020-04-30
4
S
0
40
195.24
D
10745
D
Employee Stock Option (Right to Buy)
119.12
2020-04-30
4
M
0
17762
0
D
2016-12-02
2025-12-02
Common Stock
17762
0
D
Employee Stock Option (Right to Buy)
117.73
2020-04-30
4
M
0
5889
0
D
2017-12-07
2026-12-07
Common Stock
5889
10000
D
This transaction was executed in multiple trades at prices ranging from $192.17 to $193.14, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $193.21 to $194.20, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $194.23 to $195.15, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.
/s/ David F. Duvick, as Attorney-in-Fact for Darrell R. Brown
2020-05-04