0001179110-20-005412.txt : 20200504 0001179110-20-005412.hdr.sgml : 20200504 20200504164053 ACCESSION NUMBER: 0001179110-20-005412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200430 FILED AS OF DATE: 20200504 DATE AS OF CHANGE: 20200504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Darrell R CENTRAL INDEX KEY: 0001727287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 20845451 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: ST. PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2020-04-30 0 0000031462 ECOLAB INC. ECL 0001727287 Brown Darrell R 1 ECOLAB PLACE ST. PAUL MN 55102 0 1 0 0 EVP & Pres - Global Industrial Common Stock 2020-04-30 4 M 0 17762 119.12 A 28507 D Common Stock 2020-04-30 4 M 0 5889 117.73 A 34396 D Common Stock 2020-04-30 4 S 0 4499 192.689 D 29897 D Common Stock 2020-04-30 4 S 0 15159 193.738 D 14738 D Common Stock 2020-04-30 4 S 0 3953 194.690 D 10785 D Common Stock 2020-04-30 4 S 0 40 195.24 D 10745 D Employee Stock Option (Right to Buy) 119.12 2020-04-30 4 M 0 17762 0 D 2016-12-02 2025-12-02 Common Stock 17762 0 D Employee Stock Option (Right to Buy) 117.73 2020-04-30 4 M 0 5889 0 D 2017-12-07 2026-12-07 Common Stock 5889 10000 D This transaction was executed in multiple trades at prices ranging from $192.17 to $193.14, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $193.21 to $194.20, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $194.23 to $195.15, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant. /s/ David F. Duvick, as Attorney-in-Fact for Darrell R. Brown 2020-05-04