0001179110-20-005361.txt : 20200501 0001179110-20-005361.hdr.sgml : 20200501 20200501165120 ACCESSION NUMBER: 0001179110-20-005361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200429 FILED AS OF DATE: 20200501 DATE AS OF CHANGE: 20200501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMECHEL DANIEL J CENTRAL INDEX KEY: 0001198768 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 20841555 MAIL ADDRESS: STREET 1: 370 WBASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2020-04-29 0 0000031462 ECOLAB INC. ECL 0001198768 SCHMECHEL DANIEL J 1 ECOLAB PLACE SAINT PAUL MN 55102 0 1 0 0 CFO Common Stock 2020-04-29 4 M 0 22800 71.540 A 186704.020 D Common Stock 2020-04-29 4 F 0 14871 198.305 D 171833.020 D Common Stock 2020-04-29 4 M 0 27980 103.265 A 199813.020 D Common Stock 2020-04-29 4 F 0 20684 198.305 D 179129.020 D Common Stock 2904.884 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 71.54 2020-04-29 4 M 0 22800 0 D 2013-12-05 2022-12-05 Common Stock 22800 0 D Employee Stock Option (Right to Buy) 103.265 2020-04-29 4 M 0 27980 0 D 2014-12-04 2023-12-04 Common Stock 27980 0 D The total includes 1.150 shares acquired by the reporting person on April 17, 2020, by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A. Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of March 31, 2020. The 2,904.884 UNITS are the equivalent of approximately 5,337 SHARES of the issuer's Common Stock.) The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant. /s/ David F. Duvick, Attorney-in-Fact for Daniel J. Schmechel 2020-05-01