0001179110-20-002161.txt : 20200224
0001179110-20-002161.hdr.sgml : 20200224
20200224194633
ACCESSION NUMBER: 0001179110-20-002161
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200220
FILED AS OF DATE: 20200224
DATE AS OF CHANGE: 20200224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER DOUGLAS M JR
CENTRAL INDEX KEY: 0001198753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 20646753
MAIL ADDRESS:
STREET 1: 370 WBASHA ST NORTH
CITY: ST PAUL
STATE: MN
ZIP: 55102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 18002326522
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
4
1
edgar.xml
FORM 4 -
X0306
4
2020-02-20
0
0000031462
ECOLAB INC.
ECL
0001198753
BAKER DOUGLAS M JR
1 ECOLAB PLACE
SAINT PAUL
MN
55102
1
1
0
0
Chairman and CEO
Common Stock
2020-02-20
4
M
0
195800
71.540
A
750104
D
Common Stock
2020-02-20
4
S
0
41963
205.762
D
708141
D
Common Stock
2020-02-20
4
S
0
102499
206.298
D
605642
D
Common Stock
2020-02-02
4
S
0
9233
207.655
D
596409
D
Common Stock
2020-02-20
4
S
0
17513
208.762
D
578896
D
Common Stock
2020-02-20
4
S
0
748
209.247
D
578148
D
Common Stock
7050
I
By Wife
Common Stock
72850
I
By Julie M. Baker 2012 Irrevocable Trust
Common Stock
72500
I
By Douglas M. Baker, Jr. 2012 Irrevocable Trust
Common Stock
5653.151
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
71.54
2020-02-20
4
M
0
195800
0
D
2013-12-05
2022-12-05
Common Stock
195800
0
D
This transaction was executed in multiple trades at prices ranging from $205.030 to $206.020, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $206.030 to $206.985, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $207.050 to $208.040, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $208.190 to $209.180, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $209.190 to $209.310, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2020. Includes 13.711 UNITS acquired since the reporting person's last report. (The 5,653.151 UNITS are the equivalent of approximately 10,364 SHARES of the issuer's Common Stock.)
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
/s/ David F. Duvick, as Attorney-in-Fact for Douglas M. Baker, Jr.
2020-02-24