0001179110-19-012430.txt : 20191205 0001179110-19-012430.hdr.sgml : 20191205 20191205173316 ACCESSION NUMBER: 0001179110-19-012430 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191203 FILED AS OF DATE: 20191205 DATE AS OF CHANGE: 20191205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berger Larry L CENTRAL INDEX KEY: 0001433832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 191271253 MAIL ADDRESS: STREET 1: 370 WABASHA STREET NORTH CITY: SAINT PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2019-12-03 0 0000031462 ECOLAB INC. ECL 0001433832 Berger Larry L 1 ECOLAB PLACE SAINT PAUL MN 55102 0 1 0 0 EVP & CTO Common Stock 29432 D Common Stock 71.364 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 184.390 2019-12-03 4 A 0 9804 0 A 2020-12-03 2029-12-03 Common Stock 9804 9804 D Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2019. Includes 0.328 UNITS acquired since the reporting person's last report. (The 71.364 UNITS are the equivalent of approximately 131 SHARES of the issuer's Common Stock.) The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. /s/ David F. Duvick, as Attorney-in-Fact for Larry L. Berger 2019-12-05