0001179110-19-012425.txt : 20191205
0001179110-19-012425.hdr.sgml : 20191205
20191205172621
ACCESSION NUMBER: 0001179110-19-012425
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191203
FILED AS OF DATE: 20191205
DATE AS OF CHANGE: 20191205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER DOUGLAS M JR
CENTRAL INDEX KEY: 0001198753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 191271211
MAIL ADDRESS:
STREET 1: 370 WBASHA ST NORTH
CITY: ST PAUL
STATE: MN
ZIP: 55102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 18002326522
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
4
1
edgar.xml
FORM 4 -
X0306
4
2019-12-03
0
0000031462
ECOLAB INC.
ECL
0001198753
BAKER DOUGLAS M JR
1 ECOLAB PLACE
SAINT PAUL
MN
55102
1
1
0
0
Chairman and CEO
Common Stock
2019-06-03
5
G
0
E
274
0
D
554304
D
Common Stock
7050
I
By Wife
Common Stock
72850
I
By Julie M. Baker 2012 Irrevocable Trust
Common Stock
72500
I
By Douglas M. Baker, Jr. 2012 Irrevocable Trust
Common Stock
5639.440
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
184.390
2019-12-03
4
A
0
114381
0
A
2020-12-03
2029-12-03
Common Stock
114381
114381
D
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2019. Includes 39.847 UNITS acquired since the reporting person's last report. (The 5,639.44 UNITS are the equivalent of approximately 10,344 SHARES of the issuer's Common Stock.)
The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
/s/ David F. Duvick, as Attorney-in-Fact for Douglas M. Baker, Jr.
2019-12-05