0001179110-19-007365.txt : 20190607 0001179110-19-007365.hdr.sgml : 20190607 20190607183913 ACCESSION NUMBER: 0001179110-19-007365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190605 FILED AS OF DATE: 20190607 DATE AS OF CHANGE: 20190607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hickey Michael A CENTRAL INDEX KEY: 0001343364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 19887174 MAIL ADDRESS: STREET 1: 370 WABASHA STREET NORTH CITY: ST PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2019-06-05 0 0000031462 ECOLAB INC. ECL 0001343364 Hickey Michael A 1 ECOLAB PLACE SAINT PAUL MN 55102 0 1 0 0 EVP - Special Initiatives Common Stock 2019-06-05 4 M 0 32600 71.540 A 75722.026 D Common Stock 2019-06-05 4 S 0 36771 190.712 D 38951.026 D Common Stock 2019-06-05 4 S 0 8064 189.926 D 30887.026 D Common Stock 4101.871 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 71.540 2019-06-05 4 M 0 32600 0 D 2013-12-05 2022-12-05 Common Stock 32600 0 D The total includes 9.898 shares acquired by the reporting person on April 17, 2019 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A. This transaction was executed in multiple trades at prices ranging from $190.17 to $191.16, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $189.57 to $190.16, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of May 31, 2019. Includes 17.101 UNITS acquired since the reporting person's last report. (The 4,101.871 UNITS are the equivalent of approximately 7,523 SHARES of the issuer's Common Stock. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant. /s/ David F. Duvick, as Attorney-in-fact for Michael A. Hickey 2019-06-07