0001179110-19-007283.txt : 20190606
0001179110-19-007283.hdr.sgml : 20190606
20190606170157
ACCESSION NUMBER: 0001179110-19-007283
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190604
FILED AS OF DATE: 20190606
DATE AS OF CHANGE: 20190606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berger Larry L
CENTRAL INDEX KEY: 0001433832
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 19883211
MAIL ADDRESS:
STREET 1: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 18002326522
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
4
1
edgar.xml
FORM 4 -
X0306
4
2019-06-04
0
0000031462
ECOLAB INC.
ECL
0001433832
Berger Larry L
1 ECOLAB PLACE
SAINT PAUL
MN
55102
0
1
0
0
EVP & CTO
Common Stock
2019-06-04
4
M
0
12600
71.54
A
42032
D
Common Stock
2019-06-04
4
S
0
12600
188.530
D
29432
D
Common Stock
71.036
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
71.54
2019-06-04
4
M
0
12600
0
D
2013-12-05
2022-12-05
Common Stock
12600
0
D
This transaction was executed in multiple trades at prices ranging from $188.32 to $188.76, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of May 31, 2019. Includes 0.174 UNITS acquired since the reporting person's last report. (The 71.036 UNITS are the equivalent of approximately 130 SHARES of the issuer's Common Stock.)
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the Date Exercisable column is the first anniversary of the date of grant.
/s/ David F. Duvick, as Attorney-in-Fact for Larry L. Berger
2019-06-06