0001179110-19-003341.txt : 20190305 0001179110-19-003341.hdr.sgml : 20190305 20190305191312 ACCESSION NUMBER: 0001179110-19-003341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMECHEL DANIEL J CENTRAL INDEX KEY: 0001198768 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 19660624 MAIL ADDRESS: STREET 1: 370 WBASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2019-03-01 0 0000031462 ECOLAB INC. ECL 0001198768 SCHMECHEL DANIEL J 1 ECOLAB PLACE SAINT PAUL MN 55102 0 1 0 0 CFO and Treasurer Common Stock 2019-03-01 4 M 0 15400 55.595 A 171039.729 D Common Stock 2019-03-01 4 S 0 9799 169.933 D 161240.729 D Common Stock 2877.372 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 55.595 2019-03-01 4 M 0 15400 0 D 2012-12-01 2021-12-01 Common Stock 15400 0 D The shares were sold in multiple trades at prices ranging from $169.929 to $169.965, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of February 28, 2019. (The 2,877.372 UNITS are the equivalent of approximately 5,283 SHARES of the issuer's Common Stock.) The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant. /s/ David F. Duvick, Attorney-in-Fact for Daniel J. Schmechel 2019-03-05