0001179110-18-013577.txt : 20181207 0001179110-18-013577.hdr.sgml : 20181207 20181207173433 ACCESSION NUMBER: 0001179110-18-013577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181204 FILED AS OF DATE: 20181207 DATE AS OF CHANGE: 20181207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berger Larry L CENTRAL INDEX KEY: 0001433832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 181224399 MAIL ADDRESS: STREET 1: 370 WABASHA STREET NORTH CITY: SAINT PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2018-12-04 0 0000031462 ECOLAB INC. ECL 0001433832 Berger Larry L 1 ECOLAB PLACE SAINT PAUL MN 55102 0 1 0 0 EVP & CTO Common Stock 31093 D Common Stock 70.648 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 158.515 2018-12-04 4 A 0 10858 0 A 2019-12-04 2028-12-04 Common Stock 10858 10858 D Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2018. Includes 0.195 UNITS acquired since the reporting person's last report. (The 70.648 UNITS are the equivalent of approximately 130 SHARES of the issuer's Common Stock.) The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. /s/ David F. Duvick, as Attorney-in-Fact for Larry L. Berger 2018-12-07