0001179110-18-012731.txt : 20181109
0001179110-18-012731.hdr.sgml : 20181109
20181109164405
ACCESSION NUMBER: 0001179110-18-012731
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181107
FILED AS OF DATE: 20181109
DATE AS OF CHANGE: 20181109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER DOUGLAS M JR
CENTRAL INDEX KEY: 0001198753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 181173679
MAIL ADDRESS:
STREET 1: 370 WBASHA ST NORTH
CITY: ST PAUL
STATE: MN
ZIP: 55102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 18002326522
MAIL ADDRESS:
STREET 1: 1 ECOLAB PLACE
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
4
1
edgar.xml
FORM 4 -
X0306
4
2018-11-07
0
0000031462
ECOLAB INC.
ECL
0001198753
BAKER DOUGLAS M JR
1 ECOLAB PLACE
SAINT PAUL
MN
55102
1
1
0
0
Chairman and CEO
Common Stock
2018-11-07
4
M
0
40025
48.055
A
558017
D
Common Stock
2018-11-07
4
S
0
40025
160.198
D
517992
D
Common Stock
7050
I
By Wife
Common Stock
72850
I
By Julie M. Baker 2012 Irrevocable Trust
Common Stock
72500
I
By Douglas M. Baker, Jr. 2012 Irrevocable Trust
Common Stock
5582.672
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
48.055
2018-11-07
4
M
0
40025
0
D
2011-12-01
2020-12-01
Common Stock
40025
0
D
This transaction was executed in multiple trades at prices ranging from $159.88 to $160.40, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of October 31, 2018. Includes 15.395 UNITS acquired since the reporting person's last report. (The 5,582.762 UNITS are the equivalent of approximately 10,256 SHARES of the issuer's Common Stock.)
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.
/s/ David F. Duvick, Attorney-in-Fact for Douglas M. Baker, Jr.
2018-11-09