0001179110-18-011014.txt : 20180830 0001179110-18-011014.hdr.sgml : 20180830 20180830173056 ACCESSION NUMBER: 0001179110-18-011014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180828 FILED AS OF DATE: 20180830 DATE AS OF CHANGE: 20180830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Busch Angela M CENTRAL INDEX KEY: 0001740094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 181048019 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2018-08-28 0 0000031462 ECOLAB INC. ECL 0001740094 Busch Angela M 1 ECOLAB PLACE SAINT PAUL MN 55102 0 1 0 0 EVP - Corp & Bus Dev Common Stock 2018-08-28 4 M 0 2000 35.630 A 19974 D Common StTock 2018-08-28 4 F 0 940 150.105 D 19034 D Common Stock 1288.683 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 36.630 2018-08-28 4 M 0 2000 0 D 2009-12-03 2018-12-03 Common Stock 2000 4000 D Includes 4 additional shares acquired since the reporting person's last report under the Ecolab Stock Purchase Plan, including dividend reinvestment. Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of June 30, 2018. Includes 3.697 UNITS acquired since the reporting person's last report. (The 1,288.683 UNITS are the equivalent of approximately 2,368 SHARES of the issuer's Common Stock.) The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant. /s/ David F. Duvick, as Attorney-in-Fact for Angela M. Busch 2018-08-30