0001179110-18-006323.txt : 20180504 0001179110-18-006323.hdr.sgml : 20180504 20180504170800 ACCESSION NUMBER: 0001179110-18-006323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180503 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacLennan David CENTRAL INDEX KEY: 0001498535 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 18808844 MAIL ADDRESS: STREET 1: 14701 CHARLSON ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55347 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 edgar.xml FORM 4 - X0306 4 2018-05-03 0 0000031462 ECOLAB INC. ECL 0001498535 MacLennan David C/O ECOLAB INC. 1 ECOLAB PLACE SAINT PAUL MN 55102 1 0 0 0 Common Stock 1918.72 D Common Stock 4500 I By David W. MacLennan 2011 GRAT Common Stock 435 I By Everett W. MacLennan Irrevocable Trust Common Stock 2000 I By Kathleen F. MacLennan Revocable Trust u/a dated 11/07/2002 Non-Employee Director Stock Option (Right to Buy) 144.015 2018-05-03 4 A 0 1800 0 A 2018-08-03 2028-05-03 Common Stock 1800 1800 D The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. /s/ David F. Duvick, as Attorney-in-Fact for David W. MacLennan 2018-05-04