0001179110-17-008358.txt : 20170601 0001179110-17-008358.hdr.sgml : 20170601 20170601171810 ACCESSION NUMBER: 0001179110-17-008358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170530 FILED AS OF DATE: 20170601 DATE AS OF CHANGE: 20170601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512502587 MAIL ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hickey Michael A CENTRAL INDEX KEY: 0001343364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 17885682 MAIL ADDRESS: STREET 1: 370 WABASHA STREET NORTH CITY: ST PAUL STATE: MN ZIP: 55102 4 1 edgar.xml FORM 4 - X0306 4 2017-05-30 0 0000031462 ECOLAB INC. ECL 0001343364 Hickey Michael A 1 ECOLAB PLACE SAINT PAUL MN 55102 0 1 0 0 EVP & Pres. Global Inst. Common Stock 2017-05-30 4 M 0 13700 45.665 A 57341.53 D Common Stock 2017-05-30 4 S 0 13700 131.295 D 43641.530 D Common Stock 3989.759 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 45.665 2017-05-30 4 M 0 13700 0 D 2010-12-02 2019-12-02 Common Stock 13700 0 D The total includes 11.433 shares acquired on April 20, 2017 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A. This transaction was executed in multiple trades at prices ranging from $131.20 to $131.53, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of April 30, 2017. Includes 21.871 UNITS acquired since the reporting person's last report. (The 3,989.759 UNITS are the equivalent of approximately 7,346 SHARES of the issuer's Common Stock.) The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant. /s/ David F. Duvick, as Attorney-in-fact for Michael A. Hickey 2017-06-01