0001179110-17-008358.txt : 20170601
0001179110-17-008358.hdr.sgml : 20170601
20170601171810
ACCESSION NUMBER: 0001179110-17-008358
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170530
FILED AS OF DATE: 20170601
DATE AS OF CHANGE: 20170601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 6512502587
MAIL ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hickey Michael A
CENTRAL INDEX KEY: 0001343364
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 17885682
MAIL ADDRESS:
STREET 1: 370 WABASHA STREET NORTH
CITY: ST PAUL
STATE: MN
ZIP: 55102
4
1
edgar.xml
FORM 4 -
X0306
4
2017-05-30
0
0000031462
ECOLAB INC.
ECL
0001343364
Hickey Michael A
1 ECOLAB PLACE
SAINT PAUL
MN
55102
0
1
0
0
EVP & Pres. Global Inst.
Common Stock
2017-05-30
4
M
0
13700
45.665
A
57341.53
D
Common Stock
2017-05-30
4
S
0
13700
131.295
D
43641.530
D
Common Stock
3989.759
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
45.665
2017-05-30
4
M
0
13700
0
D
2010-12-02
2019-12-02
Common Stock
13700
0
D
The total includes 11.433 shares acquired on April 20, 2017 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.
This transaction was executed in multiple trades at prices ranging from $131.20 to $131.53, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of April 30, 2017. Includes 21.871 UNITS acquired since the reporting person's last report. (The 3,989.759 UNITS are the equivalent of approximately 7,346 SHARES of the issuer's Common Stock.)
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.
/s/ David F. Duvick, as Attorney-in-fact for Michael A. Hickey
2017-06-01