0001179110-17-006991.txt : 20170510
0001179110-17-006991.hdr.sgml : 20170510
20170510165514
ACCESSION NUMBER: 0001179110-17-006991
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170508
FILED AS OF DATE: 20170510
DATE AS OF CHANGE: 20170510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 6512502587
MAIL ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HANDLEY THOMAS W
CENTRAL INDEX KEY: 0001275967
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 17831258
MAIL ADDRESS:
STREET 1: 370 WABASHA ST N
CITY: ST PAUL
STATE: MN
ZIP: 55102
4
1
edgar.xml
FORM 4 -
X0306
4
2017-05-08
0
0000031462
ECOLAB INC.
ECL
0001275967
HANDLEY THOMAS W
1 ECOLAB PLACE
SAINT PAUL
MN
55102
0
1
0
0
President and COO
Common Stock
2017-05-08
4
M
0
31400
45.665
A
45229.664
D
Common Stock
2017-05-08
4
F
0
21003
126.555
D
24226.664
D
Common Stock
27675
I
By 2015 GRAT
Common Stock
75556.155
I
By 2016 GRAT
Common Stock
717
I
By child #1 trust
Common Stock
717
I
By child #2 trust
Common Stock
558.083
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
45.665
2017-05-08
4
M
0
31400
0
D
2010-12-02
2019-12-02
Common Stock
31400
0
D
Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of April 30, 2017. Includes 1.613 UNITS acquired since the reporting person's last report. (The 558.083 UNITS are the equivalent of approximately 1,027 SHARES of the issuer's Common Stock.)
The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.
/s/ David F. Duvick, as Attorney-in-Fact for Thomas W. Handley
2017-05-10