0001179110-17-004150.txt : 20170307
0001179110-17-004150.hdr.sgml : 20170307
20170307181542
ACCESSION NUMBER: 0001179110-17-004150
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170303
FILED AS OF DATE: 20170307
DATE AS OF CHANGE: 20170307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 6512502587
MAIL ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEVIN JERRY W
CENTRAL INDEX KEY: 0001189430
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 17673291
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
FORM 4 -
X0306
4
2017-03-03
0
0000031462
ECOLAB INC.
ECL
0001189430
LEVIN JERRY W
C/O ECOLAB INC.
1 ECOLAB PLACE
SAINT PAUL
MN
55102
1
0
0
0
Common Stock
2017-03-03
4
M
0
2400
104.85
A
34920.96
D
Common Stock
2017-03-03
4
F
0
2010
125.155
D
32910.96
D
Common Stock
2017-03-03
4
M
0
2200
112.745
A
35110.96
D
Common Stock
2017-03-03
4
F
0
1981
125.155
D
33129.96
D
Common Stock
2017-03-03
4
M
0
1725
115.075
A
34854.96
D
Common Stock
2017-03-03
4
F
0
1586
125.155
D
33268.96
D
Non-Employee Stock Option (Right to Buy)
104.85
2017-03-03
4
M
0
2400
0
D
2014-08-08
2024-05-08
Common Stock
2400
0
D
Non-Employee Stock Option (Right to Buy)
112.745
2017-03-03
4
M
0
2200
0
D
2015-08-07
2025-05-07
Common Stock
2200
0
D
Non-Employee Stock Option (Right to Buy)
115.075
2017-03-03
4
M
0
1725
0
D
2016-08-05
2026-05-05
Common Stock
1725
575
D
Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant, and as to the remaining shares on the last day of the fourth three-month period following its date of grant.
The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant, and the remaining shares will become exercisable on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full.
/s/ David F. Duvick, Attorney-in-Fact for Jerry W. Levin
2017-03-07