0001179110-17-004150.txt : 20170307 0001179110-17-004150.hdr.sgml : 20170307 20170307181542 ACCESSION NUMBER: 0001179110-17-004150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170303 FILED AS OF DATE: 20170307 DATE AS OF CHANGE: 20170307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512502587 MAIL ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVIN JERRY W CENTRAL INDEX KEY: 0001189430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 17673291 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml FORM 4 - X0306 4 2017-03-03 0 0000031462 ECOLAB INC. ECL 0001189430 LEVIN JERRY W C/O ECOLAB INC. 1 ECOLAB PLACE SAINT PAUL MN 55102 1 0 0 0 Common Stock 2017-03-03 4 M 0 2400 104.85 A 34920.96 D Common Stock 2017-03-03 4 F 0 2010 125.155 D 32910.96 D Common Stock 2017-03-03 4 M 0 2200 112.745 A 35110.96 D Common Stock 2017-03-03 4 F 0 1981 125.155 D 33129.96 D Common Stock 2017-03-03 4 M 0 1725 115.075 A 34854.96 D Common Stock 2017-03-03 4 F 0 1586 125.155 D 33268.96 D Non-Employee Stock Option (Right to Buy) 104.85 2017-03-03 4 M 0 2400 0 D 2014-08-08 2024-05-08 Common Stock 2400 0 D Non-Employee Stock Option (Right to Buy) 112.745 2017-03-03 4 M 0 2200 0 D 2015-08-07 2025-05-07 Common Stock 2200 0 D Non-Employee Stock Option (Right to Buy) 115.075 2017-03-03 4 M 0 1725 0 D 2016-08-05 2026-05-05 Common Stock 1725 575 D Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock. The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant, and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant, and the remaining shares will become exercisable on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. /s/ David F. Duvick, Attorney-in-Fact for Jerry W. Levin 2017-03-07