0001179110-16-032719.txt : 20161209
0001179110-16-032719.hdr.sgml : 20161209
20161209164143
ACCESSION NUMBER: 0001179110-16-032719
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161207
FILED AS OF DATE: 20161209
DATE AS OF CHANGE: 20161209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 6512502587
MAIL ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER DOUGLAS M JR
CENTRAL INDEX KEY: 0001198753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 162044501
MAIL ADDRESS:
STREET 1: 370 WBASHA ST NORTH
CITY: ST PAUL
STATE: MN
ZIP: 55102
4
1
edgar.xml
FORM 4 -
X0306
4
2016-12-07
0
0000031462
ECOLAB INC.
ECL
0001198753
BAKER DOUGLAS M JR
370 WABASHA STREET NORTH
SAINT PAUL
MN
55102
1
1
0
0
Chairman and CEO
Common Stock
2016-08-26
5
G
0
E
20972
0
D
409577
D
Common Stock
2016-08-26
5
G
0
E
4830
0
D
14385
I
By Wife
Common Stock
72500
I
By Douglas M. Baker, Jr. 2012 Irrevocable Trust
Common Stock
5456.467
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
117.73
2016-12-07
4
A
0
188679
0
A
2017-12-07
2026-12-07
Common Stock
188679
188679
D
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2016. Includes 16.152 UNITS acquired since the reporting person's last report. (The 5,456.467 UNITS are the equivalent of approximately 10,060 SHARES of the issuer's Common Stock.)
The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
/s/ David F. Duvick, Attorney-in-Fact for Douglas M. Baker, Jr.
2016-12-09