0001179110-16-029097.txt : 20160829
0001179110-16-029097.hdr.sgml : 20160829
20160829182840
ACCESSION NUMBER: 0001179110-16-029097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160825
FILED AS OF DATE: 20160829
DATE AS OF CHANGE: 20160829
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 6512502587
MAIL ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hickey Michael A
CENTRAL INDEX KEY: 0001343364
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 161859000
MAIL ADDRESS:
STREET 1: 370 WABASHA STREET NORTH
CITY: ST PAUL
STATE: MN
ZIP: 55102
4
1
edgar.xml
FORM 4 -
X0306
4
2016-08-25
0
0000031462
ECOLAB INC.
ECL
0001343364
Hickey Michael A
370 WABASHA STREET NORTH
SAINT PAUL
MN
55102
0
1
0
0
EVP & Pres. Global Inst.
Common Stock
2016-08-25
4
M
0
21500
49.42
A
61341.816
D
Common Stock
2016-08-25
4
F
0
14862
122.285
D
46479.816
D
Common Stock
2016-08-25
4
M
0
30300
35.63
A
76779.816
D
Common Stock
2016-08-25
4
F
0
19177
122.285
D
57602.816
D
Common Stock
2016-08-29
4
S
0
17761
123.904
D
39864.521
D
Common Stock
3941.711
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
49.42
2016-08-25
4
M
0
21500
0
D
2008-12-05
2017-12-05
Common Stock
21500
0
D
Employee Stock Option (Right to Buy)
35.63
2016-08-25
4
M
0
30300
0
D
2009-12-03
2018-12-03
Common Stock
30300
0
D
Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab Inc. common stock.
This transaction was executed in multiple trades at prices ranging from $123.90 to $124.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The total includes 11.639 shares acquired on April 15, 2016 and 11.066 shares acquired on July 15, 2016 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of July 31, 2016. Includes 35.199 UNITS acquired since the reporting person's last report. (The 3941.711 UNITS are the equivalent of approximately 7,267 SHARES of the issuer's Common Stock.)
Option granted on December 5, 2007 under the Ecolab Inc. 2005 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
Option granted on December 3, 2008 under the Ecolab Inc. 2005 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
/s/ David F. Duvick, as Attorney-in-fact for Michael A. Hickey
2016-08-29