0001179110-16-028861.txt : 20160819 0001179110-16-028861.hdr.sgml : 20160819 20160819174256 ACCESSION NUMBER: 0001179110-16-028861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160819 FILED AS OF DATE: 20160819 DATE AS OF CHANGE: 20160819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512502587 MAIL ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER DOUGLAS M JR CENTRAL INDEX KEY: 0001198753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 161843870 MAIL ADDRESS: STREET 1: 370 WBASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 4 1 edgar.xml FORM 4 - X0306 4 2016-08-19 0 0000031462 ECOLAB INC. ECL 0001198753 BAKER DOUGLAS M JR 370 WABASHA STREET NORTH SAINT PAUL MN 55102 1 1 0 0 Chairman and CEO Common Stock 2016-08-16 4 G 0 407 0 D 456349 D Common Stock 2016-08-19 4 S 0 25800 122.4126 D 430549 D Common Stock 19215 I By Wife Common Stock 72500 I By Douglas M. Baker, Jr. Irrevocable Trust Common Stock 5440.315 I By Ecolab Savings Plan This transaction was executed in multiple trades at prices ranging from $122.03 to $122.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of July 31, 2016. The 5,440.315 UNITS are the equivalent of approximately 10,030 SHARES of the issuer's Common Stock. /s/ David F. Duvick, Attorney-in-Fact for Douglas M. Baker, Jr. 2016-08-19