0001179110-15-016146.txt : 20151211
0001179110-15-016146.hdr.sgml : 20151211
20151211165432
ACCESSION NUMBER: 0001179110-15-016146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151210
FILED AS OF DATE: 20151211
DATE AS OF CHANGE: 20151211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 6512502587
MAIL ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HANDLEY THOMAS W
CENTRAL INDEX KEY: 0001275967
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 151283807
MAIL ADDRESS:
STREET 1: 370 WABASHA ST N
CITY: ST PAUL
STATE: MN
ZIP: 55102
4
1
edgar.xml
FORM 4 -
X0306
4
2015-12-10
0
0000031462
ECOLAB INC.
ECL
0001275967
HANDLEY THOMAS W
370 WABASHA STREET NORTH
SAINT PAUL
MN
55102
0
1
0
0
President and COO
Common Stock
2015-12-10
4
M
0
40000
49.42
A
41000.664
D
Common Stock
2015-12-10
4
F
0
28072
116.46
D
12928.664
D
Common Stock
2015-12-10
4
M
0
40000
35.63
A
52928.664
D
Common Stock
2015-12-10
4
F
0
25618
116.46
D
27310.664
D
Common Stock
19177.155
I
By GRAT No. 1
Common Stock
51775
I
By GRAT No. 2
Common Stock
548.044
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
49.42
2015-12-10
4
M
0
40000
0
D
2008-12-05
2017-12-05
Common Stock
40000
0
D
Employee Stock Option (Right to Buy)
35.63
2015-12-10
4
M
0
40000
0
D
2009-12-03
2018-12-03
Common Stock
40000
20000
D
Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2015. (The 548.044 UNITS are the equivalent of approximately 1,011 SHARES of the issuer's Common Stock.)
Option granted under the Ecolab Inc. 2005 Stock Incentive Plan on December 5, 2007. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant.
Option granted under the Ecolab Inc. 2005 Stock Incentive Plan on December 3, 2008. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant.
/s/ David F. Duvick, as Attorney-in-Fact for Thomas W. Handley
2015-12-11