0001179110-15-014597.txt : 20151110
0001179110-15-014597.hdr.sgml : 20151110
20151106163755
ACCESSION NUMBER: 0001179110-15-014597
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151104
FILED AS OF DATE: 20151106
DATE AS OF CHANGE: 20151106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC.
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 6512502587
MAIL ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECOLAB INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER DOUGLAS M JR
CENTRAL INDEX KEY: 0001198753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 151212859
MAIL ADDRESS:
STREET 1: 370 WBASHA ST NORTH
CITY: ST PAUL
STATE: MN
ZIP: 55102
4
1
edgar.xml
FORM 4 -
X0306
4
2015-11-04
0
0000031462
ECOLAB INC.
ECL
0001198753
BAKER DOUGLAS M JR
370 WABASHA STREET NORTH
SAINT PAUL
MN
55102
1
1
0
0
Chairman and CEO
Common Stock
2015-07-16
5
G
0
E
8750
0
D
341648
D
Common Stock
2015-07-16
5
G
0
E
8750
0
A
21165
I
By Wife
Common Stock
2015-08-06
5
G
0
E
2575
0
D
339073
D
Common Stock
2015-08-06
5
G
0
E
2575
0
A
72500
I
By Douglas M. Baker, Jr. 2012 Irrevocable Trust
Common Stock
2015-08-06
5
G
0
E
1950
0
D
19215
I
By Wife
Common Stock
2015-08-07
5
G
0
E
430
0
D
338643
D
Common Stock
2015-11-04
4
M
0
210500
35.63
A
549143
D
Common Stock
2015-11-04
4
F
0
134085
119.08
D
415058
D
Common Stock
2015-11-06
4
S
0
42500
116.9687
D
372558
D
Common Stock
5390.020
I
By Ecolab Savings Plan
Employee Stock Option (Right to Buy)
35.63
2015-11-04
4
M
0
210500
0
D
2009-12-03
2018-12-03
Common Stock
210500
210500
D
Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
This transaction was executed in multiple trades at prices ranging from $116.80 to $117.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of October 31, 2015. Includes 44.533 UNITS acquired since the reporting person's last report. (The 5,390.02 UNITS are the equivalent of approximately 9,946 SHARES of the issuer's Common Stock.)
Option granted under the Ecolab Inc. 2005 Stock Incentive Plan on December 3, 2008. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant.
/s/ David F. Duvick, Attorney-in-Fact for Douglas M. Baker, Jr.
2015-11-06