0001179110-14-016862.txt : 20141120
0001179110-14-016862.hdr.sgml : 20141120
20141120181137
ACCESSION NUMBER: 0001179110-14-016862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141118
FILED AS OF DATE: 20141120
DATE AS OF CHANGE: 20141120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: ST PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 6512932233
MAIL ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: ST. PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER DOUGLAS M JR
CENTRAL INDEX KEY: 0001198753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 141240273
MAIL ADDRESS:
STREET 1: 370 WBASHA ST NORTH
CITY: ST PAUL
STATE: MN
ZIP: 55102
4
1
edgar.xml
FORM 4 -
X0306
4
2014-11-18
0
0000031462
ECOLAB INC
ECL
0001198753
BAKER DOUGLAS M JR
ECOLAB INC.
370 WABASHA STREET N.
ST. PAUL
MN
55102
1
1
0
0
Chairman and CEO
Common Stock
2014-08-22
5
G
0
E
17623
0.00
D
300037
D
Common Stock
2014-08-27
5
G
0
E
440
0.00
D
299597
D
Common Stock
2014-11-18
4
M
0
310000
49.42
A
609597
D
Common Stock
2014-11-18
4
F
0
219838
112.695
D
389759
D
Common Stock
2014-11-20
4
S
0
45000
113.3860
D
344759
D
Common Stock
12415
I
By wife
Common Stock
69925
I
By Douglas M. Baker, Jr. 2012 Irrevocable Trust
Common Stock
5327.331
I
By Ecolab Savings Plan
Stock Option (Right to Buy)
49.42
2014-11-18
4
M
0
310000
0.00
D
2008-12-05
2017-12-05
Common Stock
310000
0
D
Reflects the reporting person's payment of the exercise price and tax liability for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.
This transaction was executed in multiple trades at prices ranging from $113.170 to $113.620. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of October 31, 2014. Includes 13.609 UNITS acquired since the reporting person's last report. (The 5,327.331 UNITS are the equivalent of approximately 9,831 SHARES of the issuer's Common Stock.)
Option granted under the Ecolab Inc. 2005 Stock Incentive Plan on December 5, 2007. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.
/s/David F. Duvick, Attorney-in-Fact for Douglas M. Baker, Jr.
2014-11-20