0001179110-14-004687.txt : 20140306 0001179110-14-004687.hdr.sgml : 20140306 20140306181025 ACCESSION NUMBER: 0001179110-14-004687 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140305 FILED AS OF DATE: 20140306 DATE AS OF CHANGE: 20140306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: ST PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512932233 MAIL ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVIN JERRY W CENTRAL INDEX KEY: 0001189430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 14674491 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml FORM 4 - X0306 4 2014-03-05 0 0000031462 ECOLAB INC ECL 0001189430 LEVIN JERRY W J. W. LEVIN PARTNERS, LLC 9 WEST 57TH STREET, 26TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2014-03-05 4 M 0 5200 38.625 A 34273.54 D Common Stock 2014-03-05 4 F 0 1833 109.53 D 32440.54 D Common Stock 2014-03-05 4 M 0 4500 47.475 A 36940.54 D Common Stock 2014-03-05 4 F 0 1950 109.53 D 34990.54 D Stock Option (Right to Buy) 38.625 2014-03-05 4 M 0 5200 0.00 D 2019-05-08 Common Stock 5200 0 D Stock Option (Right to Buy) 47.475 2014-03-05 4 M 0 4500 0.00 D 2020-05-06 Common Stock 4500 0 D Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock. This option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its grant on 05/08/2009 and as to the remaining shares on the last day of the fourth three-month period following its date of grant. This option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its grant on 05/06/2010 and as to the remaining shares on the last day of the fourth three-month period following its date of grant. /s/David F. Duvick, Attorney-in-Fact for Jerry Levin 2014-03-06