0001179110-14-002450.txt : 20140210 0001179110-14-002450.hdr.sgml : 20140210 20140210180801 ACCESSION NUMBER: 0001179110-14-002450 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140210 DATE AS OF CHANGE: 20140210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: ST PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512932233 MAIL ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANDLEY THOMAS W CENTRAL INDEX KEY: 0001275967 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 14590599 MAIL ADDRESS: STREET 1: 370 WABASHA ST N CITY: ST PAUL STATE: MN ZIP: 55102 5 1 edgar.xml FORM 5 - X0306 5 2013-12-31 0 0 0 0000031462 ECOLAB INC ECL 0001275967 HANDLEY THOMAS W ECOLAB INC. 370 WABASHA STREET N. ST. PAUL MN 55102 0 1 0 0 President and COO Commn Stock 2013-12-09 5 G 0 96 0.00 D 41063.155 D Common Stock 2013-12-09 5 G 0 96 0.00 D 40967.155 D Common Stock 2013-12-09 5 G 0 48 0.00 D 5840 D Common Stock 35079.155 I By GRAT No. 1 Common Stock 536.268 I By Ecolab Savings Plan Includes 78.172 shares acquired on October 15, 2012, 131.399 shares acquired on December 28, 2012, 155.057 shares acquired on April 15, 2013, 143.042 shares acquired on July 15, 2013, and 128.485 shares acquired October 15, 2013, in each case by means of dividend reinvestment. On December 11, 2013, the reporting person contributed 35,079.155 shares of Ecolab Inc. common stock to a grantor retained annuity trust for the benefit of himself and his two adult children. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of December 31, 2013. Includes 0.024 UNITS acquired since the reporting person's last report. (The 536.268 UNITS are the equivalent of approximately 990 shares of the issuer's Common Stock.) /s/ David F. Duvick, as Attorney-in-Fact for Thomas W. Handley 2014-02-10