0001179110-12-001819.txt : 20120203
0001179110-12-001819.hdr.sgml : 20120203
20120203181433
ACCESSION NUMBER: 0001179110-12-001819
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120203
DATE AS OF CHANGE: 20120203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fyrwald J Erik
CENTRAL INDEX KEY: 0001343564
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09328
FILM NUMBER: 12571497
MAIL ADDRESS:
STREET 1: LILLY CORPORATE CENTER
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46285
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ECOLAB INC
CENTRAL INDEX KEY: 0000031462
STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840]
IRS NUMBER: 410231510
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: ST PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 6512932233
MAIL ADDRESS:
STREET 1: ECOLAB CORPORATE CENTER
STREET 2: 370 WABASHA STREET NORTH
CITY: ST. PAUL
STATE: MN
ZIP: 55102
FORMER COMPANY:
FORMER CONFORMED NAME: ECONOMICS LABORATORY INC
DATE OF NAME CHANGE: 19861203
5
1
edgar.xml
FORM 5 -
X0304
5
2011-12-31
0
1
1
0000031462
ECOLAB INC
ECL
0001343564
Fyrwald J Erik
ECOLAB INC.
370 WABASHA STREET N.
ST. PAUL
MN
55102
0
1
0
0
President
Common Stock
3
12522
I
J. Erik Fyrwald Trust
Common Stock
46109
I
Erik Fyrwald GRAT
Common Stock
3293
I
JAK Limited Partnership
Common Stock
43783
D
Restricted Stock Units
2011-12-01
4
A
0
54852
A
Common Stock
54852
54852
D
Restricted Stock Units
2011-12-01
4
A
0
77265
A
Common Stock
77625
77625
D
Restricted Stock Units
2011-12-01
4
A
0
56018
A
Common Stock
56018
56018
D
Employee Stock Option (Right to Buy)
30.67
2011-12-01
4
A
0
227660
0
A
2011-12-01
2018-03-07
Common Stock
227660
227660
D
Mr. Fyrwald beneficially owned 10,200 shares of Ecolab common stock in a living trust on December 1, 2011, the date on which he became an officer of Ecolab. The additional 2,322 shares of Ecolab common stock in the trust were issued to Mr. Fyrwald as merger consideration pursuant to the Agreement and Plan of Merger dated as of July 19, 2001 between and among Ecolab, Sustainability Partners Corporation and Nalco Holding Comopany (the "Merger Agreement") following completion of the merger on December 1, 2011.
The Form 4 filed by Mr. Fyrwald on December 5, 2011, and amended on December 9, 2011, with respect to the shares of Ecolab common stock issued to him as merger consideration pursuant to the Merger Agreement reported in error that he had direct beneficial ownership of 125,968 shares of Ecolab common stock following the December 1, 2011 consummation of the merger. As corrected, Mr. Fyrwald had direct and indirect ownership of the shares of Ecolab common stock as reported in column 5 of Table I above.
Each restricted stock unit represents the contingent right to receive one share of Ecolab common stock, subject to the terms and conditions set forth in the restricted stock unit agreement.
The Form 4 filed by Mr. Fyrwald on December 5, 2011, and amended on December 9, 2011, reported in error that he acquired 111,943 restricted stock units upon the conversion of restricted stock units covering 164,723 shares of Nalco common stock pursuant to the Merger Agreement. As corrected, Mr. Fyrwald acquired 54,852 restricted stock units upon the conversion of restricted stock units covering 80,714 shares of Nalco common stock.
The shares will vest on February 28, 2012, subject to continued employment at the vesting date.
The Form 4 filed by Mr. Fyrwald on December 5, 2011, and amended on December 9, 2011, reported in error that he acquired 55,189 restricted stock units upon the conversion of restricted stock units covering 81,210 shares of Nalco common stock pursuant to the Merger Agreement. As corrected, Mr. Fyrwald acquired 77,625 restricted stock units upon the conversion of restricted stock units covering 113,694 shares of Nalco common stock.
The shares will vest on February 28, 2013, subject to continued employment at the vesting date.
The Form 4 filed by Mr. Fyrwald on December 5, 2011, and amended on December 9, 2011, reported in error that he acquired 52,353 restricted stock units upon the conversion of restricted stock units covering 77,037 shares of Nalco common stock pursuant to the Merger Agreement. As corrected, Mr. Fyrwald acquired 56,018 restricted stock units upon the conversion of restricted stock units covering 82,430 shares of Nalco common stock.
The shares will vest on February 28, 2014, subject to continued employment at the vesting date.
The Form 4 filed by Mr. Fyrwald on December 5, 2011, and amended on December 9, 2011, reported in error that he acquired an employee stock option to purchase 227,659 shares of Ecolab common stock upon the conversion of employee stock options to purchase 335,000 shares of Nalco common stock pursuant to the Merger Agreement. As corrected, Mr. Fyrwald acquired an employee stock option to purchase 227,660 shares of Ecolab common stock upon the conversion of employee stock options to purchase 335,000 shares of Nalco common stock.
David F. Duvick, as Attorney-in-Fact for J. Erik Frywald
2012-02-03