-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UGSs4Gk8kh4ZPZgvzaWai5PRB8GOHYa8E7W04G/6/hdgH6JUlu0GSRKZQOLJBdvA wX4+gAja2WVTBC9HNysppw== 0001179110-10-017598.txt : 20101215 0001179110-10-017598.hdr.sgml : 20101215 20101215182938 ACCESSION NUMBER: 0001179110-10-017598 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101213 FILED AS OF DATE: 20101215 DATE AS OF CHANGE: 20101215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: ST PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512932233 MAIL ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER JAMES A CENTRAL INDEX KEY: 0001198761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 101254601 MAIL ADDRESS: STREET 1: 370 WBASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 4 1 edgar.xml FORM 4 - X0303 4 2010-12-13 0 0000031462 ECOLAB INC ECL 0001198761 MILLER JAMES A ECOLAB INC. 370 WABASHA STREET N. ST. PAUL MN 55102 0 1 0 0 President, Specialty & Service Common Stock 2010-12-13 4 M 0 40000 18.96 A 42731.368 D Common Stock 2010-12-13 4 F 0 24823 48.65 D 17908.368 D Common Stock 2010-12-13 5 G 0 E 15177 0.00 D 2731.368 D Common Stock 2010-12-13 5 G 0 E 15177 0.00 A 17608 I By trust Common Stock 1079.179 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 18.96 2010-12-13 4 M 0 40000 0.00 D 2002-12-06 2011-12-06 Common Stock 40000 0 D Employee Stock Option (Right to Buy) 48.65 2010-12-13 4 A 0 7804 0.00 A 2010-12-13 2011-12-06 Common Stock 7804 7804 D As further explained in footnote (4) below, 2,431 shares prevously reported as a part of the reporting person's direct holdings are no longer included in the direct ownership total and are reported with other trust holdings instead. Reflects the reporting person's payment of the exercise price and witholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock. Reflects the assignment by the reporting person of shares received from his option exercise to his revocable trust. Balance includes 2,431 shares held in the reporting person's revocable trust that were previously reported as a part of his direct holdings. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2010. (The 1,079.179 UNITS are the equivalent of approximtely 2,014 SHARES of the issuer's common stock.) Option granted under the Ecolab Inc. 1997 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fraction portion less than one share) on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. /s/D.F. Duvick, Attorney-in-fact for James A. Miller 2010-12-15 -----END PRIVACY-ENHANCED MESSAGE-----