-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DlR766Al9Tv+3XZ/RyH5V+QldyQbphg66sFcLJr6uzEP1KNVnDJG/6if3AQf9Yk1 Poy3Kao77EtObxM98MuFSA== 0001179110-07-023528.txt : 20071214 0001179110-07-023528.hdr.sgml : 20071214 20071214184444 ACCESSION NUMBER: 0001179110-07-023528 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071213 FILED AS OF DATE: 20071214 DATE AS OF CHANGE: 20071214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: ST PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512932233 MAIL ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRITZE STEVEN L CENTRAL INDEX KEY: 0001198756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 071308483 BUSINESS ADDRESS: STREET 1: 370 WABASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512932051 MAIL ADDRESS: STREET 1: 370 WBASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 4 1 edgar.xml FORM 4 - X0202 4 2007-12-13 0 0000031462 ECOLAB INC ECL 0001198756 FRITZE STEVEN L ECOLAB INC. 370 WABASHA STREET N. ST. PAUL MN 55102 0 1 0 0 Executive Vice President & CFO Common Stock 2007-12-13 4 M 0 2440 19.2656 A 25766 D Common Stock 2007-12-13 4 F 0 1564 51.52 D 24202 D Common Stock 2007-12-13 4 M 0 32000 18.96 A 56202 D Common Stock 2007-12-13 4 F 0 20411 51.52 D 35791 D Common Stock 2007-12-13 4 M 0 20000 22.6525 A 55791 D Common Stock 2007-12-13 4 F 0 13578 51.52 D 42213 D Common Stock 2007-12-13 4 M 0 2000 24.34 A 44213 D Common Stock 2007-12-13 4 F 0 1394 51.52 D 42819 D Common Stock 2007-12-14 5 G 0 E 2000 0 D 40819 D Common Stock 11837.325 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 19.2656 2007-12-13 4 M 0 2440 0 D 2001-08-18 2010-08-18 Common Stock 2440 0 D Employee Stock Option (Right to Buy) 51.52 2007-12-13 4 A 0 1564 0 A 2007-12-13 2010-08-18 Common Stock 1564 1564 D Employee Stock Option (Right to Buy) 18.96 2007-12-13 4 M 0 32000 0 D 2002-12-06 2011-12-06 Common Stock 32000 0 D Employee Stock Option (Right to Buy) 51.52 2007-12-13 4 A 0 20411 0 A 2007-12-13 2011-12-06 Common Stock 20411 20411 D Employee Stock Option (Right to Buy) 22.6525 2007-12-13 4 M 0 20000 0 D 2003-05-10 2012-05-10 Common Stock 20000 0 D Employee Stock Option (Right to Buy) 51.52 2007-12-13 4 A 0 13578 0 A 2007-12-13 2012-05-10 Common Stock 13578 13578 D Employee Stock Option (Right to Buy) 24.34 2007-12-13 4 M 0 2000 0 D 2003-12-05 2012-12-05 Common Stock 2000 118000 D Employee Stock Option (Right to Buy) 51.52 2007-12-13 4 A 0 1394 0 A 2007-12-13 2012-12-05 Common Stock 1394 1394 D Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering and withholding shares of Ecolab Common Stock. Number of UNITS in the Ecolab Stock Fund of the ecolab Savings Plan (401(k) Plan) as of October 31, 2007. (The 11,837.325 UNITS are the equivalent of approximately 22,099 SHARES of the issuer's Common Stock.) Option granted under the Ecolab Inc. 1997 Stock Incentive Plan on August 18, 2000. The option was originally reported as covering 16,500 shares at an exercise price of $38.53125 per share, but has been adjusted to reflect a stock split on June 6, 2003, and the subsequent exercise of 30,560 shares on June 13, 2007. The option became exercisable as to one-third of the total shares subject to the option on each of the first and second anniversaries of the date of grant and as to the remaining shares as of the third anniversary on the date of grant. Option granted under the Ecolab Inc. 1997 Stock Incentive Plan on December 6, 2001. The option was originally reported as covering 16,000 shares at an exercise price of $37.92 per share, but has been adjusted to reflect a stock split on June 6, 2003. The option became exercisable as to one-third of the total shares subject to the option on each of the first and second anniversaries of the date of grant and as to the remaining shares as of the third anniversary on the date of grant. Option granted under the Ecolab Inc. 1997 Stock Incentive Plan on May 10, 2002. The option was originally reported as covering 40,000 shares at an exercise price of $45.305 per share, but has been adjusted to reflect a stock split on June 6, 2003. The option became exercisable as to one-third of the total shares subject to the option on each of the first and second anniversaries of the date of grant and as to the remaining shares as of the third anniversary on the date of grant. Option granted under the Ecolab Inc. 2002 Stock Incentive Plan on December 5, 2002. The option was originally reported as covering 60,000 shares at an exercise price of $48.68 per share, but has been adjusted to reflect a stock split on June 6, 2003. The option became exercisable as to one-third of the total shares subject to the option on each of the first and second anniversaries of the date of grant and as to the remaining shares as of the third anniversary on the date of grant. /s/David F. Duvick, Attorney-in-Fact for Steven L. Fritze 2007-12-14 -----END PRIVACY-ENHANCED MESSAGE-----