-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JNG/6NBeepUzx04CVygz3t0q8xyUtz4ohTf3Tyk6a5t4Lx3INn0dWYMZi2lotxZT I2A4gd+hu6u3YQSHMlnTnA== 0001179110-07-013145.txt : 20070615 0001179110-07-013145.hdr.sgml : 20070615 20070615171751 ACCESSION NUMBER: 0001179110-07-013145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070613 FILED AS OF DATE: 20070615 DATE AS OF CHANGE: 20070615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: ST PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512932233 MAIL ADDRESS: STREET 1: ECOLAB CORPORATE CENTER STREET 2: 370 WABASHA STREET NORTH CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER DOUGLAS M JR CENTRAL INDEX KEY: 0001198753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 07923957 BUSINESS ADDRESS: STREET 1: 370 WABASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512932051 MAIL ADDRESS: STREET 1: 370 WBASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 4 1 edgar.xml FORM 4 - X0202 4 2007-06-13 0 0000031462 ECOLAB INC ECL 0001198753 BAKER DOUGLAS M JR ECOLAB INC. 370 WABASHA STREET N. ST. PAUL MN 55102 1 1 0 0 Chairman, President & CEO Common Stock 2007-06-13 4 M 0 78000 18.96 A 140016.267 D Common Stock 2007-06-13 4 F 0 52902 43.24 D 87114.267 D Common Stock 2007-06-13 4 M 0 49410 24.34 A 136524.267 D Common Stock 2007-06-13 4 F 0 37034 43.24 D 99801.228 D Common Stock 4760.917 I By Ecolab Savings Plan Common Stock 18.96 2007-06-13 4 M 0 78000 0 D 2002-12-06 2011-12-06 Common Stock 78000 0 D Employee Stock Option (Right to Buy) 43.24 2007-06-13 4 A 0 52902 0 A 2007-06-13 2011-12-06 Common Stock 52902 52902 D Common Stock 24.34 2007-06-13 4 M 0 49410 0 D 2003-12-05 2012-12-05 Common Stock 49410 170590 D Employee Stock Option (Right to Buy) 43.24 2007-06-13 4 A 0 37034 0 A 2007-06-13 2012-12-05 Common Stock 37034 37034 D Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab Common Stock. Includes 154.325 shares acquired by reporting person on January 16, 2007 and 156.636 shares acquired by reporting person on April 16, 2007 under the Ecolab Dividend Reinvestment Plan. The reporting person indirectly holds 4,760.917 UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of May 31, 2007. Includes 145.246 UNITS acquired since the reporting person's last report. (The 4,760.917 UNITS are equivalent to approximately 8,892 SHARES of Common Stock.) Option granted under the Ecolab Inc. 1997 Stock Incentive Plan on December 6, 2001. The option was originally reported as covering 55,000 shares at an exercise price of $37.92 but has been adjusted to reflect a stock split on June 6, 2003 and the subsequent exercise of 32,000 shares. The option became exercisable, cumulatively, as to one-third of the total shares subject to the option on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. Option granted under the Ecolab Inc. 2002 Stock Incentive Plan on December 5, 2002. The option was originally reported as covering 110,000 shares at an exercise price of $48.68 but has been adjusted to reflect a stock split on June 6, 2003. The option became exercisable, cumulatively, as to one-third of the total shares subject to the option on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. /s/ David F. Duvick, Attorney-in-Fact for Douglas M. Baker, Jr. 2007-06-15 -----END PRIVACY-ENHANCED MESSAGE-----