-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PuYSqF4GxeOyWlEuB0A34g8BB2YGPgVXDiVQS7MxUv3Ozi8dHtgPEbE4dkeVFw1+ SueAZDta5pnVHXWDrJ8SZA== 0001179110-05-023097.txt : 20051215 0001179110-05-023097.hdr.sgml : 20051215 20051215171954 ACCESSION NUMBER: 0001179110-05-023097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051214 FILED AS OF DATE: 20051215 DATE AS OF CHANGE: 20051215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ECOLAB CTR STREET 2: 370 WABASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512932233 MAIL ADDRESS: STREET 1: 370 WABASHA ST NORTH CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER DOUGLAS M JR CENTRAL INDEX KEY: 0001198753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 051267484 BUSINESS ADDRESS: STREET 1: 370 WABASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512932051 MAIL ADDRESS: STREET 1: 370 WBASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 4 1 edgar.xml FORM 4 - X0202 4 2005-12-14 0 0000031462 ECOLAB INC ECL 0001198753 BAKER DOUGLAS M JR ECOLAB INC. 370 WABASHA STREET N. ST. PAUL MN 55102 1 1 0 0 CEO & President Common Stock 2005-12-14 4 M 0 11000 10.945 A 34595.036 D Common Stock 2005-12-14 4 F 0 6639 35.515 D 27956.036 D Common Stock 2005-12-14 4 M 0 7000 14.859 A 34956.036 D Common Stock 2005-12-14 4 F 0 4666 35.515 D 30290.036 D Common Stock 2005-12-14 4 M 0 31850 19.266 A 62140.036 D Common Stock 2005-12-14 4 F 0 23499 35.515 D 38641.036 D Common Stock 4448.965 I By Ecolab Savings Plan Employee Stock Option (Right to Buy) 10.945 2005-12-14 4 M 0 11000 0.00 D 1998-08-15 2007-08-15 Common Stock 11000 0 D Employee Stock Option (Right to Buy) 14.859 2005-12-14 4 M 0 7000 0 D 1999-08-14 2008-08-14 Common Stock 7000 0 D Common Stock 19.266 2005-12-14 4 M 0 31850 0 D 2001-08-18 2010-08-18 Common Stock 31850 8150 D Employee Stock Option (Right to Buy) 35.515 2005-12-14 4 A 0 23499 0 A 2005-12-14 2010-08-18 Common Stock 23499 23499 D Reflects the reporting person's payment of the exercise price and withholding taxes for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab Common Stock. The reporting person indirectly holds 4,448.965 UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2005. (The 4,448.965 UNITS are equivalent to approximately 7,903.351 SHARES of Common Stock.) Option granted under the Ecolab Inc. 1997 Stock Incentive Plan on August 15, 1997. The option was originally reported as covering 5,500 shares at an exercise price of $21.890626 per share, but has been adjusted to reflect a stock split on June 6, 2003. The option became exercisable as to 25% of the total shares subject to the option (excluding any fractional portion less than one share), on each of the first, second and third anniversaries of the date of grant and as to the remaining shares on the fourth anniversary of the date of grant. Option granted under the Ecolab Inc. 1997 Stock Incentive Plan on August 14, 1998. The option was originally reported as covering 3,500 shares at an exercise price of $29.71875 per share, but has been adjusted to reflect a stock split on June 6, 2003. The option became exercisable as to 25% of the total shares subject to the option (excluding any fractional portion less than one share), on each of the first, second and third anniversaries of the date of grant and as to the remaining shares on the fourth anniversary of the date of grant. Option granted under the Ecolab Inc. 1997 Stock Incentive Plan on August 18, 2000. The option was originally reported as covering 20,000 shares at an exercise price of $38.53125 but has been adjusted to reflect a stock split on June 6, 2003. The option became exercisable, cumulatively, as to one-third of the total shares subject to the option on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. /s/ David F. Duvick, Attorney-in-Fact for Douglas M. Baker, Jr. 2005-12-15 -----END PRIVACY-ENHANCED MESSAGE-----