-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SFGucYQY2KzDPSi/YDXNCDWBNMUXw/XzMHqTgxaf+RUG92A0HBWmh1odna/g4E4E nTP15t1AdvGnwWCsSsRRWA== 0001179110-03-001210.txt : 20030523 0001179110-03-001210.hdr.sgml : 20030523 20030523123345 ACCESSION NUMBER: 0001179110-03-001210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030521 FILED AS OF DATE: 20030523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ECOLAB CTR STREET 2: 370 WABASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512932233 MAIL ADDRESS: STREET 1: 370 WABASHA ST NORTH CITY: ST. PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPOONER JOHN P CENTRAL INDEX KEY: 0001198773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 03717694 BUSINESS ADDRESS: STREET 1: 370 WABASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 6512932051 MAIL ADDRESS: STREET 1: 370 WBASHA ST NORTH CITY: ST PAUL STATE: MN ZIP: 55102 4 1 edgar.xml FORM 4 -2003-05-21 X0101 42003-05-2100000031462ECOLAB INC ECL0001198773SPOONER JOHN P 0100President of InternationalCommon Stock< /securityTitle>2003-05-214M01800021.89A38401DCommon Stock2003-05-224M02000015.19A58401DCommon Stock2003-05-224M05280013.41A111201DCommon Stock2003-05-214S01800050.50D93201DCommon Stock2003-05-224S03000050.75D63201DCommon Stock2003-05-224S02280050.80D40401DCommon Stock2003-05-224S01950050.85D20901DCommon Stock2003-05- 224S050050.86D20401DEmployee Stock Option (Right to Buy)21.892003-05-214Mfalse180000D1998-08-152007-08-15Common Stock180000DEmployee Stock Option (Right to Buy)13.412003-05-224Mfalse528000D1996-08-182005-08-18Common Stock528000DEmployee Stock Option (Right to Buy)15.192003-05-224Mfalse200000D1997-08-162006-08-16Common Stock200000DAdditionally, reporting person indirectly holds 2,449.489 UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of April 30, 2003. (The 2,449.489 units are the equivalent to approximately 2,299 shares of the issuer's Common Stock.)This option was previously reported as covering 9,000 shares at an exercise price of $43.78125/share, but has been adjusted to reflect a 2 for 1 stock split on January 15, 1998 . The option was granted under the Ecolab Inc. 1997 Stock Incentive Plan (the "1997 Plan") on August 15, 1997 and became exercisable, as to a quarter of the total shares subject to the option on each of the first, second and third anniversaries of the date of grant and as to the remaining shares on the fourth anniversary of the date of grant; provided, however, that the option would have become immediately exercisable in full upon a Change in Control (as that term is defined in the 1997 Plan) if it had been outstanding for at least six months from the date of grant.This option was previously reported as covering 30,000 shares at an exercise price of $26.8125/share, but has been adjusted to reflect a 2 for 1 stock split on January 15, 1998. 7,200 shares of this option were previously exercised. The option was granted under the Ecolab Inc. 1993 Stock Incentive Plan (the "1993 Plan") on August 18, 1995 and became exercisable, on a cumulative basis, as to a quarter of the total sh ares subject to the option on each of the first, second and third anniversaries of the date of grant and as to the remaining shares on the fourth anniversary of the date of grant; provided, however, that the option would have become immediately exercisable in full upon a Change in Control (as that term is defined in the 1993 Plan) if it had been outstanding for at least six months from the date of grant.This option was previously reported as covering 10,000 shares at an exercise price of $30.375/share, but has been adjusted to reflect a 2 for 1 stock split on January 15, 1998. The option was granted under the Ecolab Inc. 1993 Stock Incentive Plan (the "1993 Plan") on August 16, 1996 and became exercisable, on a cumulative basis, as to a quarter of the total shares subject to the option on each of the first, second and third anniversaries of the date of grant and as to the remaining shares on the fourth anniversary of the date of grant; provided, however, that the option would hav e become immediately exercisable in full upon a Change in Control (as that term is defined in the 1993 Plan) if it had been outstanding for at least six months from the date of grant./s/D.F. Duvick, Attorney-in-Fact for J.P. Spooner2003-05-23 -----END PRIVACY-ENHANCED MESSAGE-----