0001104659-22-092195.txt : 20220817 0001104659-22-092195.hdr.sgml : 20220817 20220817161625 ACCESSION NUMBER: 0001104659-22-092195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220815 FILED AS OF DATE: 20220817 DATE AS OF CHANGE: 20220817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GATES WILLIAM H III CENTRAL INDEX KEY: 0000902012 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 221174230 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASCADE INVESTMENT, L.L.C. CENTRAL INDEX KEY: 0001052192 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 221174229 BUSINESS ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258897900 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER NAME: FORMER CONFORMED NAME: CASCADE INVESTMENT LLC DATE OF NAME CHANGE: 19980102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 tm2223669-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-08-15 0 0000031462 ECOLAB INC. ECL 0000902012 GATES WILLIAM H III 2365 CARILLON POINT KIRKLAND WA 98033 0 0 1 0 0001052192 CASCADE INVESTMENT, L.L.C. 2365 CARILLON POINT KIRKLAND WA 98033 0 0 1 0 Common Stock 2022-08-15 4 P 0 382 174.0197 A 30871065 I by Cascade Investment, L.L.C. Common Stock 2022-08-15 4 P 0 8483 175.2866 A 30879548 I by Cascade Investment, L.L.C. Common Stock 2022-08-15 4 P 0 57849 176.3249 A 30937397 I by Cascade Investment, L.L.C. Common Stock 2022-08-15 4 P 0 238 176.7808 A 30937635 I by Cascade Investment, L.L.C. Common Stock 2022-08-16 4 P 0 62520 176.9297 A 31000155 I by Cascade Investment, L.L.C. Common Stock 2022-08-16 4 P 0 14407 177.5468 A 31014562 I by Cascade Investment, L.L.C. This transaction was executed in multiple trades at prices ranging from $173.7700 to $174.4500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $174.7900 to $175.7600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $175.7700 to $176.7500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $176.7700 to $176.8300. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $176.3500 to $177.3400. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $177.3500 to $178.0700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. /s/ Alan Heuberger, Attorney-in-fact for William H. Gates III 2022-08-17 /s/ Cascade Investment, L.L.C. by Alan Heuberger as attorney-in-fact for Michael Larson, Business Manager 2022-08-17