-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nior4j6j/vWUYgmAovPjYeT5nRMQg/fx8S00bp5QUumz7Qj9lGokdwGcRPDNo2RY gttWzq+gFK1h/HnIHLSRAw== 0001446732-10-000078.txt : 20101216 0001446732-10-000078.hdr.sgml : 20101216 20101216124256 ACCESSION NUMBER: 0001446732-10-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101214 FILED AS OF DATE: 20101216 DATE AS OF CHANGE: 20101216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GEOKINETICS INC CENTRAL INDEX KEY: 0000314606 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 941690082 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 CITYWEST BLVD., SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (713) 850-7600 MAIL ADDRESS: STREET 1: P.O. BOX 421129 CITY: HOUSTON STATE: TX ZIP: 77242 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETROLEUM GEO SERVICES ASA CENTRAL INDEX KEY: 0000902053 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33460 FILM NUMBER: 101255660 BUSINESS ADDRESS: STREET 1: STRANDVEIEN 4 STREET 2: N-1366 LYSAKER CITY: NORWAY STATE: Q8 ZIP: 00000 BUSINESS PHONE: 0114767526600 MAIL ADDRESS: STREET 1: 16010 BARKERS POINT LN CITY: HOUSTON STATE: TX ZIP: 77079 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-12-14 0000314606 GEOKINETICS INC GOK 0000902053 PETROLEUM GEO SERVICES ASA STRANDVEIEN 4 P.O. BOX 89 N-1326 LYSAKER Q8 NORWAY 0 0 1 0 Series D Junior Preferred Stock 2010-12-14 4 P 0 40000 A 40000 I See footnote Warrant to Purchase Common Stock (right to buy) 9.64 2010-12-14 4 P 0 1165000 A 2010-12-14 2016-12-15 Common Stock 1165000 1165000 D Pursuant to the Series D and Warrant Purchase Agreement dated as of December 14, 2010 (the "Purchase Agreement") by and among Geokinetics Inc. ("Geokinetics"), Petroleum Geo-Services ASA ("PGS ASA"), Petroleum Geo-Services, Inc. ("PGS Inc.") and the other purchasers identified therein, (i) PGS Inc. purchased 40,000 shares of Series D Junior Preferred Stock of Geokinetics (the "Series D Preferred Stock") and (ii) PGS ASA purchased warrants to purchase up to 1,165,000 shares of Common Stock of Geokinetics (the "Warrants") in exchange for the aggregate purchase price of $10,000,000. On or before December 31, 2010, an allocation of the purchase price between the Series D Preferred Stock and the Warrants will be determined among the parties to the Purchase Agreement. The Series D Preferred Stock is owned directly by PGS Inc., and indirectly by PGS ASA as the parent of PGS Inc. /s/ Jostein Ueland 2010-12-16 -----END PRIVACY-ENHANCED MESSAGE-----