0001209191-13-007616.txt : 20130211
0001209191-13-007616.hdr.sgml : 20130211
20130211142309
ACCESSION NUMBER: 0001209191-13-007616
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130211
DATE AS OF CHANGE: 20130211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GEOKINETICS INC
CENTRAL INDEX KEY: 0000314606
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 941690082
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1500 CITYWEST BLVD., SUITE 800
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: (713) 850-7600
MAIL ADDRESS:
STREET 1: P.O. BOX 421129
CITY: HOUSTON
STATE: TX
ZIP: 77242
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Avista Capital Partners GP, LLC
CENTRAL INDEX KEY: 0001374781
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33460
FILM NUMBER: 13590903
BUSINESS ADDRESS:
STREET 1: 65 EAST 55TH STREET
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 593-6900
MAIL ADDRESS:
STREET 1: 65 EAST 55TH STREET
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
5
1
c483108_5x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
5
2012-12-31
0
0
0000314606
GEOKINETICS INC
GOK
0001374781
Avista Capital Partners GP, LLC
65 EAST 55 STREET, 18TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Series B Dividend
15.95
2012-03-15
5
J
0
6162
A
2006-12-15
Common Stock
96583
0
I
See Footnote 4, 7
Series B Dividend
15.95
2012-03-15
5
J
0
1624
A
2006-12-15
Common Stock
25455
0
I
See Footnote 5, 7
Series B Dividend
15.95
2012-06-15
5
J
0
6313
A
2006-12-15
Common Stock
98950
0
I
See Footnote 4, 7
Series B Dividend
15.95
2012-06-15
5
J
0
1664
A
2006-12-15
Common Stock
26082
0
I
See Footnote 5, 7
Series B Dividend
15.95
2012-09-15
5
J
0
6466
A
2006-12-15
Common Stock
101348
0
I
See Footnote 4, 7
Series B Dividend
15.95
2012-09-15
5
J
0
1705
A
2006-12-15
Common Stock
26724
0
I
See Footnote 5, 7
Series B Dividend
15.95
2012-12-15
5
J
0
6624
A
2006-12-15
Common Stock
103824
0
I
See Footnote 4, 7
Series B Dividend
15.95
2012-12-15
5
J
0
1746
A
2006-12-15
Common Stock
27367
0
I
See Footnote 5, 7
This line reports the issuance of payment in kind dividends for Series B Senior Convertible Preferred Stock ("Series B Stock") by Geokinetics, Inc. ("Company") to Avista Capital Partners, L.P. ("Avista") and is reported by Avista Capital Partners GP, LLC ("Avista GP") on behalf of Avista in accordance with remarks below
This line reports the issuance of payment in kind dividends for Series B Stock by the Company to Avista Capital Partners (Offshore), L.P. ("Avista Offshore") and is reported by Avista GP on behalf of Avista Offshore in accordance with remarks below.
Pursuant to the Second Amended and Restated Certificate of Designation of Series B Senior Convertible Preferred Stock, filed as Exhibit 1 to the Form 8-K filed by the Company on February 18, 2009, at the option of the Company, dividends payable on shares of Series B Stock on any quarterly dividend payment date through October 31, 2011, may be paid in additional shares of Series B Stock, instead of cash.
As a result of the dividends of Series B Stock reported hereunder, Avista directly owns 278,401 shares of Series B Stock, and any shares of Series B Stock owned directly by Avista may be deemed to be indirectly owned by Avista GP.
As a result of the dividends of Series B Stock reported hereunder, Avista Offshore directly owns 73,405 shares of Series B Stock, and any shares of Series B Stock owned directly by Avista Offshore may be deemed to be indirectly owned by Avista GP.
The conversion price is determined by dividing the liquidation preference amount of $250 for the Series B Stock by the applicable conversion price, which may be adjusted for dilutive issuances, splits, combinations or the like.
The filing of this Statement shall not be deemed as admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any Reporting Person is the beneficial owner of any securities covered by this Statement.
Not applicable.
/s/ Ben Silbert, General Counsel
2013-02-11