-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uou89vZ62iB/JE3zFYtaTLX0d72ghpCalzf21dYQDDKHeQPvNaZkGLrxgujAn7/h oTPUKc112ndnBpYfuIcBRg== 0001005477-03-004691.txt : 20031210 0001005477-03-004691.hdr.sgml : 20031210 20031210164642 ACCESSION NUMBER: 0001005477-03-004691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031208 FILED AS OF DATE: 20031210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIEGLER WILLIAM R CENTRAL INDEX KEY: 0001008024 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09268 FILM NUMBER: 031047763 BUSINESS ADDRESS: STREET 1: C/O PRSON & BROWN STREET 2: 666 THIRD AVE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125519860 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GEOKINETICS INC CENTRAL INDEX KEY: 0000314606 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 941690082 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8401 WESTHEIMER STREET 2: SUITE 150 CITY: HOUSTON STATE: TX ZIP: 77063 BUSINESS PHONE: 7138507600 MAIL ADDRESS: STREET 1: 8401 WESTHEIMER STREET 2: SUITE 150 CITY: HOUSTON STATE: TX ZIP: 77063 4 1 edgar123.xml FORM 4 X0201 4 2003-12-08 0 0000314606 GEOKINETICS INC GOKN 0001008024 ZIEGLER WILLIAM R C/O SATTERLEE STEPHENS BURKE & BURKE LLP 230 PARK AVENUE, 11TH FLOOR NEW YORK NY 10169 1 0 1 0 Common Stock, $.01 par value per share 2003-12-08 4 S 0 86666 0.30 D 5317804 I By limited liability companies Common Stock, $.01 par value per share 339374 I By partnership Common Stock, $.01 par value per share 76056 D Private sale by Blackhawk Investors, L.L.C., a Delaware limited liability company ("Blackhawk I") of 86,666 shares of Common Stock. The Reporting Person is (i) one of two partners of Blackhawk Capital Partners, a general partnership ("BCP"), which is the sole managing member of Blackhawk I, and (ii) an investor member of Blackhawk I (with direct ownership of 1.11% of the total membership interests). After giving effect to such sale, Blackhawk I does not own any shares of Common Stock. Refers to shares of Common Stock owned by Blackhawk Investors II, L.L.C., a Delaware limited liability company ("Blackhawk II"), of which BCP is the sole managing member. The Reporting Person is (i) one of two partners of BPC, the sole managing member of Blackhawk II, and (ii) an investor member of Blackhawk II (with direct ownership of 13.333% of the total membership interests). In addition, (A) Somerset Capital Partners ("SCP") , a general partnership in which the Reporting Person has a one-third partnership interest, is an investor member of Blackhawk II (with ownership of 5.593% of the total membership interests) and (B) Blackhawk I, in which the Reporting Person owns membership interests, is an investor member of Blackhawk II (with ownership of 13.333% of the total membership interests). Refers to shares of Common Stock owned by SCP, a general partnership in which the Reporting Person is a general partner and owner of one-third of the partnership interests. The Reporting Person is a party to a certain Shareholders Agreement dated as of May 2, 2003 (the "Shareholders Agreement") by and among the Reporting Person, BPC, Blackhawk I, Blackhawk II, SCP and Steven A. Webster on the one hand, Valentis SB, L.P., a non-affiliated entity on the other hand, and the issuer. The Reporting Person disclaims beneficial ownership of the shares of Common Stock beneficially owned by the other parties to the Shareholders Agreement, other than to the extent of his pecuniary interest in the shares of Common Stock owned by or through (as the case may be) Blackhawk I, Blackhawk II and SCP. /s/ William R. Ziegler 2003-12-10 -----END PRIVACY-ENHANCED MESSAGE-----