-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TTW0sMdF7tCqsUoACgJjAM2NxVd8CXcvQnSE+ISyT1uS8WQ2/W5v18wAYUB004Ur Cyo8gi5ntnq/kjumLezEww== 0000909518-06-001208.txt : 20061219 0000909518-06-001208.hdr.sgml : 20061219 20061219124550 ACCESSION NUMBER: 0000909518-06-001208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061215 FILED AS OF DATE: 20061219 DATE AS OF CHANGE: 20061219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GEOKINETICS INC CENTRAL INDEX KEY: 0000314606 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 941690082 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE RIVERWAY STREET 2: SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138507600 MAIL ADDRESS: STREET 1: ONE RIVERWAY STREET 2: SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Avista Capital Partners (Offshore), L.P. CENTRAL INDEX KEY: 0001374540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09268 FILM NUMBER: 061285766 BUSINESS ADDRESS: STREET 1: 65 E.55TH STREET, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 593-6958 MAIL ADDRESS: STREET 1: 65 E.55TH STREET, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Avista Capital Partners, L.P. CENTRAL INDEX KEY: 0001374541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09268 FILM NUMBER: 061285767 BUSINESS ADDRESS: STREET 1: 65 E.55TH STREET, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 593-6958 MAIL ADDRESS: STREET 1: 65 E.55TH STREET, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Avista Capital Partners GP, LLC CENTRAL INDEX KEY: 0001374781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09268 FILM NUMBER: 061285768 BUSINESS ADDRESS: STREET 1: 65 EAST 55TH STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 593-6900 MAIL ADDRESS: STREET 1: 65 EAST 55TH STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 avista_form4ex.xml X0202 4 2006-12-15 0 0000314606 GEOKINETICS INC GOKN 0001374541 Avista Capital Partners, L.P. 65 E.55TH STREET, 18TH FLOOR NEW YORK NY 10022 0 0 1 0 0001374540 Avista Capital Partners (Offshore), L.P. 65 E.55TH STREET, 18TH FLOOR NEW YORK NY 10022 0 0 1 0 0001374781 Avista Capital Partners GP, LLC 65 EAST 55TH STREET 18TH FLOOR NEW YORK NY 10022 0 0 1 0 Sr. Subordinated Debt: Series B Sr. Conv. Pref. Stock 2006-12-15 4 C 0 49180110.67 D Series B Sr. Conv. Pref. Stock 196720 0 D Sr. Subordinated Debt: Series B Sr. Conv. Pref. Stock 2006-12-15 4 C 0 2793586.21 D Series B Sr. Conv. Pref. Stock 11174 0 D Series B Sr. Conv. Preferred Stock 25.00 2006-12-15 4 C 0 196720 A Common Stock 1967200 196720 D Series B Sr. Conv. Preferred Stock 25.00 2006-12-15 4 C 0 11174 A Common Stock 111740 11174 D The Senior Subordinated Debt was converted into the Series B Senior Convertible Preferred Stock (the "Preferred") on December 15, 2006, at a conversion rate of one share of the Preferred for every $250 worth of indebtedness. The amounts of indebtedness reflected include accumulated and unpaid interest that the filing parties elected to have paid in-kind in accordance with the Securities Prurchase Agreement, dated September 8, 2006, by and among Gokinetics Inc., Avista Capital Partners, L.P, Avista Capital Partners, L.P. (Offshore) and Levant America S.A. These shares may be deemed to be owned indirectly by Avista Capital Partners GP, LLC, the General Partner of Avista Capital Partners, L.P. These shares may be deemed to be owned indirectly by Avista Capital Partners GP, LLC, the General Partner of Avista Capital Partners (Offshore), L.P. Not applicable. See Exhibit 99.1 Joint Filer Information SEE ATTACHMENT 2006-12-18 EX-99 2 mm12-1806form4e991.txt EXHIBIT 99.1 ------------ Name and Address of Reporting Person: Avista Capital Partners, L.P. c/o Avista Capital Partners GP, LLC 65 East 55th Street, 18th Floor New York, New York 10022 Issuer Name and Ticker or Trading Symbol: Geokinetics Inc. [GOKN] Statement for Month/Day/Year: 12/15/2006 SIGNATURE OF REPORTING PERSON AVISTA CAPITAL PARTNERS, L.P. By: AVISTA CAPITAL PARTNERS GP, LLC, its general partner By: /s/ Ben Silbert ----------------------------------- Ben Silbert General Counsel JOINT FILER INFORMATION - ----------------------- Name of Joint Filer: Avista Capital Partners (Offshore), L.P. Address of Joint Filer: c/o Avista Capital Partners GP, LLC 65 East 55th Street, 18th Floor New York, New York 10022 Designated Filer: Avista Capital Partners, L.P. Date of Event Requiring Statement: December 15, 2006 Issuer Name and Ticker Symbol: Geokinetics Inc. [GOKN] Signature: AVISTA CAPITAL PARTNERS (OFFSHORE), L.P. By: AVISTA CAPITAL PARTNERS GP, LLC, its general partner By: /s/ Ben Silbert -------------------------------- Ben Silbert General Counsel JOINT FILER INFORMATION - ----------------------- Name of Joint Filer: Avista Capital Partners GP, LLC Address of Joint Filer: 65 East 55th Street, 18th Floor New York, New York 10022 Designated Filer: Avista Capital Partners, L.P. Date of Event Requiring Statement: December 15, 2006 Issuer Name and Ticker Symbol: Geokinetics Inc. [GOKN] Signature: AVISTA CAPITAL PARTNERS GP, LLC By: /s/ Ben Silbert -------------------------------- Ben Silbert General Counsel -----END PRIVACY-ENHANCED MESSAGE-----