-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SH85dBMiQtGmTRfTUpG+9P3dfZkdAOP476qqT233En/p5HlQXZaj5LHM5Bl3mjfU uiPzedQ4jO9zoznkE8T1nQ== 0000898432-09-000892.txt : 20090708 0000898432-09-000892.hdr.sgml : 20090708 20090708163917 ACCESSION NUMBER: 0000898432-09-000892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090706 FILED AS OF DATE: 20090708 DATE AS OF CHANGE: 20090708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GEOKINETICS INC CENTRAL INDEX KEY: 0000314606 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 941690082 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 CITYWEST BLVD., SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (713) 850-7600 MAIL ADDRESS: STREET 1: P.O. BOX 421129 CITY: HOUSTON STATE: TX ZIP: 77242 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREEFF DANE CENTRAL INDEX KEY: 0001201810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33460 FILM NUMBER: 09935330 MAIL ADDRESS: STREET 1: C/O ANDREEFF EQUITY ADVISORS L.L.C. STREET 2: 140 E. ST. LUCIA LANE CITY: SANTA ROSA BEACH STATE: FL ZIP: 32459 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREEFF EQUITY ADVISORS, LLC CENTRAL INDEX KEY: 0001317097 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33460 FILM NUMBER: 09935331 BUSINESS ADDRESS: STREET 1: 140 E. ST. LUCIA LANE CITY: SANTA ROSA BEACH STATE: FL ZIP: 32459 BUSINESS PHONE: 850-622-3353 MAIL ADDRESS: STREET 1: 140 E. ST. LUCIA LANE CITY: SANTA ROSA BEACH STATE: FL ZIP: 32459 4 1 andreeff-geokinetics_4ex.xml X0303 4 2009-07-06 0 0000314606 GEOKINETICS INC GOK 0001201810 ANDREEFF DANE C/O ANDREEFF EQUITY ADVISORS L.L.C. 140 E. ST. LUCIA LANE SANTA ROSA BEACH FL 32459 0 0 1 0 0001317097 ANDREEFF EQUITY ADVISORS, LLC 140 E. ST. LUCIA LANE SANTA ROSA BEACH FL 32459 0 0 1 0 Common Stock 2009-07-06 4 S 0 25000 12.75 D 1500260 I Footnote This transaction was made by a fund that is not, itself, a 10% owner of the issuer's securities. The fund's Director, Dane Andreeff, and the fund's Investment Adviser, Andreeff Equity Advisors, L.L.C., are reporting this transaction because they each may be deemed an indirect beneficial owner of 10% or more of the issuer's securities, in the aggregate. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein. /s/ Dane Andreeff 2009-07-08 -----END PRIVACY-ENHANCED MESSAGE-----